Equity Markets Advisory Content

1 See Memorandum to Equity Markets Advisory Committee No. 38-99, dated December 10, 1999. 1 [11485] December 21, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 40-99 RE: DRAFT INSTITUTE COMMENT LETTER ON NASDAQ ORDER DISPLAY FACILITY ___________________________________________________...

1 Securities Exchange Release No. 42209 (December 9, 1999), 64 FR 69975 (December 15, 1999), a copy of which is attached. 2 By extending UTP to a security, an exchange allows its members to trade the security as if it were listed on the exchange. 3 These entities are not subject to...

1 Securities Exchange Act Release No. 42166 (November 22, 1999), 64 FR 68125 (December 6, 1999). 1 [11460] December 10, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 38-99 SEC RULES COMMITTEE No. 104-99 RE: NASD PROPOSAL RELATING TO THE ESTABLISHMENT OF THE NASDAQ ORDER DISPLAY...

1 See Memorandum to Equity Markets Advisory Committee No. 35-99 and SEC Rules Committee No. 84-99, dated October 21, 1999. 2 Securities Exchange Act Release No 42004 (October 13, 1999). 3 In conjunction with the calculation and distribution of the inside quote starting on February 7...

[11344] October 26, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 36-99 RE: DRAFT AGENDA FOR NOVEMBER 1ST MEETING ______________________________________________________________________________ Attached is a draft agenda for the Equity Markets Advisory Committee meeting scheduled for...

1 Three of the four Working Groups issued their final reports (Investor Protection and Education, Clearance and Settlement and Operations Issues, and Trading Conventions). These reports are available for public comment on the NASD and NYSE web sites. The Working Group on Options...

1 Securities Exchange Act Release Nos. 42003 (October 13, 1999) and 42004 (October 13, 1999). 1 [11331] October 21, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 35-99 SEC RULES COMMITTEE No. 84-99 RE: SEC APPROVES EXTENSION OF NASDAQ TRADE REPORTING SERVICES AND AFTER-HOURS TRADING...

1 See Memorandum to Board of Governors No. 61-99, Equity Markets Advisory Committee No. 30-99, and SEC Rules Committee No. 72-99, dated September 30, 1999. 1 [11319] October 19, 1999 TO: BOARD OF GOVERNORS No. 62-99 EQUITY MARKETS ADVISORY COMMITTEE No. 33-99 SEC RULES COMMITTEE No...

[11318] October 19, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 27-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 34-99 COMPLIANCE ADVISORY COMMITTEE No. 41-99 EQUITY MARKETS ADVISORY COMMITTEE No. 32-99 FIXED-INCOME ADVISORY COMMITTEE No. 7-99 OPERATIONS COMMITTEE No. 38-99 PRIMARY...

[11314] October 18, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 31-99 RE: REMINDER - NOTICE OF MEETING - NOVEMBER 1, 1999 ______________________________________________________________________________ In conjunction with the Institute’s Equity Markets Conference, a meeting of the...