Equity Markets Advisory Content

[11033] June 3, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 20-99 RE: SEC APPROVES NYSE PROPOSED RULE CHANGE RELATING TO DISCLOSURE OF SPECIALISTS' ORDERS ______________________________________________________________________________ The Securities and Exchange Commission ("SEC")...

1 See Memorandum to Equity Markets Advisory Committee No. 17-99, dated May 21, 1999. [11029] June 2, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 19-99 RE: INSTITUTE COMMENT LETTER ON PROPOSALS TO MODIFY SOES/SELECTNET AND TO ESTABLISH AN AGENCY QUOTE AND LIMIT ORDER BOOK __________...

1 Securities Exchange Act Release No. 41397 (May 13, 1999), 64 FR 27610 (May 20, 1999). 2 The proposed rule change defines “another market center” as a registered national securities exchange or registered national securities association. [11013] May 26, 1999 TO: EQUITY MARKETS...

1 See Memoranda to Equity Markets Advisory Committee No. 12-99, dated April 29, 1999, and No. 13-99, dated April 30, 1999. [11001] May 21, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 17-99 RE: DRAFT INSTITUTE LETTER ON PROPOSALS TO MODIFY SOES/SELECTNET AND TO ESTABLISH AN AGENCY...

[10996] May 20, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 16-99 RE: NASD ISSUES SPECIAL NOTICE TO MEMBERS REGARDING DECIMALIZATION ______________________________________________________________________________ The National Association of Securities Dealers ("NASD") has issued a...

1 Securities Exchange Act Release No. 41359 (May 3, 1999), 64 FR 25387 (May 11, 1999). 2 The special stock list consists of the 50 most highly capitalized stocks in the S&P 500 Stock Price Index, any stocks in the Major Market Index (XMI) that are not among the 50, and the 10 most...

* Securities Exchange Act Release No. 41390 (May 12, 1999). [10983] May 14, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 14-99 RE: NASD FILES PROPOSED RULE CHANGE RELATING TO FIRM QUOTATION REQUIREMENTS ______________________________________________________________________________...

1 Under the Manning Interpretation, a member violates NASD Rule 2110, which requires members to observe high standards of commercial honor and just and equitable principles of trade, if the member accepts and holds an unexecuted limit order from its customer (or a customer of another...

[10941] April 29, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 12-99 RE: NASD FILES PROPOSED RULE CHANGE TO MODIFY SOES AND SELECTNET AND REOPENS COMMENT PERIOD ON LIMIT ORDER BOOK PROPOSAL ______________________________________________________________________________ The National...

[10931] April 26, 1999 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 11-99 RE: DRAFT AGENDA FOR MAY 4TH MEETING ______________________________________________________________________________ Attached is a draft agenda for the Equity Markets Advisory Committee meeting scheduled for Tuesday...