Equity Markets Advisory Content

[13997] October 1, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 34-01 SEC RULES COMMITTEE No. 79-01 RE: EXTENSION OF COMMENT PERIOD ON SEC CONCEPT RELEASE ON EFFECTS OF DECIMAL TRADING IN SUBPENNIES As we previously informed you,1 on July 18, 2001, the Securities and Exchange...

[13996] October 1, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 33-01 RE: NASDAQ ANNOUNCES NEW PRICING STRUCTURE On September 28, the Nasdaq Stock Market announced that it has filed for immediate effectiveness with the SEC, pricing changes for quoting and trading using Nasdaq...

[13975] September 25, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 26-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 29-01 COMPLIANCE ADVISORY COMMITTEE No. 41-01 EQUITY MARKETS ADVISORY COMMITTEE No. 32-01 INTERNATIONAL MEMBERS No. 16-01 INVESTMENT ADVISER MEMBERS No. 21-01 OPERATIONS...

[13862] August 17, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 31-01 RE: NOTICE OF MEETING - OCTOBER 23, 2001 In conjunction with the Institute’s Equity Markets Conference, a meeting of the Equity Markets Advisory Committee has been scheduled for Tuesday, October 23, 2001 at the...

[13837] August 14, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 20-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-01 COMPLIANCE ADVISORY COMMITTEE No. 34-01 EQUITY MARKETS ADVISORY COMMITTEE No. 30-01 FIXED-INCOME ADVISORY COMMITTEE No. 12-01 INTERNATIONAL MEMBERS No. 13-01 INVESTMENT...

[13816] August 8, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 29-01 RE: INSTITUTE COMMENT LETTER ON NYSE PROPOSAL AMENDING XPRESS QUOTE AND ORDER PARAMETERS The Institute has filed a comment letter (attached) with the Securities and Exchange Commission on the proposed rule change...

[13814] August 8, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 28-01 SEC RULES COMMITTEE No. 65-01 RE: EXTENSION OF COMMENT PERIOD ON NASDAQ APPLICATION FOR REGISTRATION AS A NATIONAL SECURITIES EXCHANGE As we previously informed you,1 the Securities and Exchange Commission has...

[13784] July 31, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 27-01 RE: DRAFT INSTITUTE LETTER ON NYSE PROPOSAL AMENDING XPRESS QUOTE AND ORDER PARAMETERS As we previously informed you,1 the Securities and Exchange Commission has published for comment a proposed rule change filed by...

[13760] July 24, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 26-01 SEC RULES COMMITTEE No. 61-01 RE: SEC ISSUES CONCEPT RELEASE ON EFFECTS OF DECIMAL TRADING IN SUBPENNIES The Securities and Exchange Commission has issued a concept release requesting comment on the impact of...

[13750] July 20, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 18-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 25-01 COMPLIANCE ADVISORY COMMITTEE No. 32-01 EQUITY MARKETS ADVISORY COMMITTEE No. 25-01 INTERNATIONAL MEMBERS No. 12-01 INVESTMENT ADVISER MEMBERS No. 15-01 OPERATIONS MEMBERS...