Equity Markets Advisory Content

[14709] May 7, 2002 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 13-02 RE: NASDAQ PROPOSED RULE CHANGE RELATING TO LEVELS OF PRICE AND SIZE INFORMATION DISPLAYED IN SUPERMONTAGE The Securities and Exchange Commission has published for comment a notice of the filing and immediate...

[14603] April 3, 2002 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 12-02 RE: REMINDER - NOTICE OF MEETING - APRIL 9, 2002 As we previously informed you, a meeting of the Equity Markets Advisory Committee has been scheduled for Tuesday, April 9, 2002 at the offices of the Investment...

[14581] March 26, 2002 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 11-02 RE: NASDAQ PROPOSED RULE CHANGE RELATING TO THE ELIMINATION OF INTERVAL DELAYS IN THE SUPERMONTAGE SYSTEM The Securities and Exchange Commission has published for comment a proposed rule change filed by the Nasdaq...

[14551] March 18, 2002 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 10-02 RE: REMINDER - NOTICE OF MEETING - APRIL 9, 2002; NEW MEETING TIME AND USE OF VIDEOCONFERENCING As we previously informed you, a meeting of the Equity Markets Advisory Committee has been scheduled for Tuesday...

[14464] February 14, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 14-02 EQUITY MARKETS ADVISORY COMMITTEE No. 9-02 INVESTMENT ADVISERS COMMITTEE No. 3-02 SEC RULES COMMITTEE No. 18-02 RE: INSTITUTE COMMENT LETTER ON AIMR TRADE MANAGEMENT GUIDELINES As we previously informed you,1 in...

[14453] February 12, 2002 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 8-02 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 5-02 INVESTMENT ADVISER MEMBERS No. 8-02 PENSION MEMBERS No. 5-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 11-02 RE: DEPARTMENT OF LABOR ISSUES FINAL CLASS EXEMPTION 2002...

[14435] February 7, 2002 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 6-02 RE: NASDAQ PROPOSED RULE CHANGE RELATING TO QUOTATION UPDATE CHARGE AND MECHANISM FOR SHARING MARKET DATA REVENUE The Securities and Exchange Commission has issued a notice of the filing and immediate...

[14437] February 7, 2002 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 7-02 RE: NASDAQ PROPOSED RULE CHANGE RELATING TO AUTHORITY TO INITIATE AND CONTINUE TRADING HALTS The Securities and Exchange Commission has issued a notice of the filing of a proposed rule change by the Nasdaq Stock...

[14410] January 30, 2002 TO: SEC RULES COMMITTEE No. 10-02 INVESTMENT ADVISERS COMMITTEE No. 1-02 COMPLIANCE ADVISORY COMMITTEE No. 7-02 EQUITY MARKETS ADVISORY COMMITTEE No. 5-02 RE: DRAFT INSTITUTE COMMENT LETTER ON PROPOSED AIMR TRADE MANAGEMENT GUIDELINES As we previously informed...

[14349] January 14, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 4-02 EQUITY MARKETS ADVISORY COMMITTEE No. 4-02 SEC RULES COMMITTEE No. 3-02 RE: SPECIAL NASD NOTICE TO MEMBERS REGARDING COMPENSATION AND MIXED CAPACITY TRADING The Nasdaq Stock Market and NASD Regulation recently issued...