Equity Markets Advisory Content

[14142] November 14, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 44-01 RE: NASDAQ PROPOSED RULE CHANGE RELATING TO DISPLAY REQUIREMENTS WHEN USING RESERVE SIZE The NASD, through its subsidiary, the Nasdaq Stock Market, has filed with the SEC a proposed rule change1 (a copy of which...

[14136] November 13, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 43-01 RE: SEC APPROVES PROPOSAL TO ESTABLISH THE ARCHIPELAGO EXCHANGE The Securities and Exchange Commission (SEC) recently approved the Pacific Exchange, Inc.’s (PCX) proposed rule change to create a new electronic...

[14120] November 8, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 42-01 RE: NYSE PROPOSED RULE CHANGE RELATING TO FEES AND CONDITIONS FOR NYSE OPENBOOK The Securities and Exchange Commission has issued a notice of the filing of a proposed rule change filed by the NYSE1 (a copy of...

[14112] November 6, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 41-01 RE: PROPOSED AMENDMENTS TO NYSE RULE 72 RELATING TO CLEAN CROSSES The Securities and Exchange Commission has issued a notice of the filing of a proposed rule change1 (a copy of which is attached) amending NYSE...

[14111] November 6, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 40-01 SEC RULES COMMITTEE No. 87-01 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC SUBPENNY CONCEPT RELEASE As we previously informed you,1 the Securities and Exchange Commission has issued a concept release requesting...

[14056] October 17, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 39-01 RE: AGENDA FOR OCTOBER 23 MEETING Attached is an agenda for the Equity Markets Advisory Committee meeting scheduled for Tuesday, October 23 at 2:30 p.m. at the Hilton New York, 1335 Avenue of the Americas, New...

[14038] October 11, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 37-01 RE: NASDAQ PROPOSED RULE CHANGES RELATING TO CHANGES IN FEE STRUCTURE The NASD, through its subsidiary, the Nasdaq Stock Market, has filed with the SEC two proposed rule changes1 (copies of which are attached)...

[14044] October 11, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 38-01 SEC RULES COMMITTEE No. 80-01 RE: ADVISORY COMMITTEE ON MARKET INFORMATION ISSUES REPORT As we previously informed you, in July 2000, the Securities and Exchange Commission established a federal advisory...

[14035] October 10, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 29-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 32-01 COMPLIANCE ADVISORY COMMITTEE No. 47-01 EQUITY MARKETS ADVISORY COMMITTEE No. 36-01 INTERNATIONAL MEMBERS No. 19-01 INVESTMENT ADVISER MEMBERS No. 25-01 OPERATIONS...

[14005] October 2, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 35-01 RE: REMINDER- NOTICE OF MEETING - OCTOBER 23, 2001 In conjunction with the Institute’s Equity Markets Conference, a meeting of the Equity Markets Advisory Committee has been scheduled for Tuesday, October 23, 2001...