Equity Markets Advisory Content

[15646] March 13, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 4-03 RE: NOTICE OF MEETING - MAY 6, 2003 A meeting of the Equity Markets Advisory Committee has been scheduled for Tuesday, May 6, 2003 at the offices of the Investment Company Institute, 1401 H Street, N.W., Washington...

[15586] January 24, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 3-03 RE: INSTITUTE COMMENT LETTER ON NYSE LIQUIDITY QUOTE PROPOSAL The Institute has filed a comment letter with the Securities and Exchange Commission on the NYSE’s proposed rule change relating to the dissemination...

[15574] January 21, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 2-03 RE: DRAFT INSTITUTE COMMENT LETTER ON NYSE LIQUIDITY QUOTE PROPOSAL As we previously informed you,1 the Securities and Exchange Commission has published for comment a proposed rule change filed by the New York...

[15522] January 8, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 1-03 RE: NYSE PROPOSED RULE CHANGE RELATING TO THE DISSEMINATION OF LIQUIDITY QUOTATIONS The Securities and Exchange Commission has issued a notice of the filing of a proposed rule change filed by the New York Stock...

[15373] November 22, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 106-02 EQUITY MARKETS ADVISORY COMMITTEE No. 29-02 INVESTMENT ADVISERS COMMITTEE No. 26-02 SEC RULES COMMITTEE No. 92-02 RE: AIMR ADOPTS TRADE MANAGEMENT GUIDELINES The Association for Investment Management and Research (...

[15359] November 15, 2002 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 28-02 RE: NYSE PROPOSED RULE CHANGE ELIMINATING THE DISSEMINATION OF DEPTH INDICATIONS AND DEPTH CONDITIONS The Securities and Exchange Commission has published for comment a notice of the filing and immediate...

[15273] October 17, 2002 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 27-02 RE: NASDAQ PROPOSAL RELATING TO AN OFFICIAL CLOSING PRICE As discussed at the recent Equity Markets Advisory Committee meeting, Nasdaq has proposed the implementation of a new “Official Closing Price.” Attached...

[15272] October 17, 2002 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 26-02 SEC RULES COMMITTEE No. 84-02 RE: SEC ANNOUNCES HEARINGS RELATING TO THE STRUCTURE OF THE U.S. EQUITY SECURITIES MARKETS The Securities and Exchange Commission has announced that they will hold several hearings...

[15224] October 2, 2002 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 25-02 RE: NYSE PROPOSED RULE CHANGE AMENDING NYSE DIRECT+ The Securities and Exchange Commission has issued a notice of the filing of a proposed rule change filed by the NYSE1 (a copy of which is attached) amending NYSE...

[15138] September 9, 2002 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 24-02 SEC RULES COMMITTEE No. 74-02 RE: SEC ESTABLISHES NASDAQ SUPERMONTAGE START DATE As we previously informed you,1 the SEC recently issued an order approving the beginning of the operation of Nasdaq’s SuperMontage...