Equity Markets Advisory Content

[17032] January 30, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-04 COMPLIANCE ADVISORY COMMITTEE No. 13-04 EQUITY MARKETS ADVISORY COMMITTEE No. 2-04 INTERNATIONAL COMMITTEE No. 8-04 INVESTMENT ADVISERS COMMITTEE No. 3-04 PENSION COMMITTEE No. 6-04 SEC RULES COMMITTEE No...

[16938] January 5, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 1-04 SEC RULES MEMBERS No. 2-04 RE: INSTITUTE LETTER ON PROPOSED SEC REGULATION SHO RELATING TO SHORT SALES The Institute has filed a comment letter with the Securities and Exchange Commission on proposed Regulation SHO...

[16923] December 29, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 42-03 SEC RULES COMMITTEE No. 108-03 RE: DRAFT INSTITUTE LETTER ON SEC PROPOSED REGULATION SHO RELATING TO SHORT SALES As we previously informed you, the Securities and Exchange Commission published for comment...

[16919] December 24, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 39-03 EQUITY MARKETS ADVISORY COMMITTEE No. 41-03 RESEARCH COMMITTEE No. 24-03 SEC RULES COMMITTEE No. 107-03 SMALL FUNDS COMMITTEE No. 36-03 RE: SEC ISSUES CONCEPT RELEASE SEEKING COMMENT ON MEASURES TO IMPROVE...

[16902] December 19, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 40-03 SEC RULES MEMBERS No. 192-03 RE: SEC APPROVES NYSE PROPOSED RULE CHANGE RELATING TO THE EXCHANGE’S CORPORATE GOVERNANCE AND MANAGEMENT STRUCTURE The SEC has issued an order approving a proposed rule change filed...

[16855] December 9, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 37-03 END OF DAY PRICING FORUM No. 12-03 TECHNOLOGY ADVISORY COMMITTEE No. 20-03 RE: NASDAQ PROPOSED RULE CHANGE RELATING TO THE ESTABLISHMENT OF A NASDAQ OFFICIAL OPENING PRICE The SEC has published for comment a...

[16860] December 9, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 39-03 RE: AMEX PROPOSED RULE CHANGE RELATING TO AT-THE-CLOSE ORDERS The SEC has published for comment a proposed rule change filed by the American Stock Exchange relating to “at-the-close” orders and auxiliary opening...

[16859] December 9, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 36-03 RE: PHILADELPHIA STOCK EXCHANGE PROPOSED RULE CHANGE RELATING TO THE DEMUTUALIZATION OF THE EXCHANGE The SEC has published for comment a proposed rule change filed by the Philadelphia Stock Exchange relating to...

[16857] December 9, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 38-03 RE: CINCINNATI STOCK EXCHANGE CHANGES NAME TO NATIONAL STOCK EXCHANGE The SEC has published for comment, and at the same time granted immediate effectiveness to, a proposed rule change filed by the Cincinnati...

[16844] December 5, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 35-03 SEC RULES COMMITTEE No. 99-03 RE: SEC PROPOSES REGULATION SHO RELATING TO SHORT SALES The Securities and Exchange Commission has published for comment proposed Regulation SHO relating to short sales.1 Proposed...