Equity Markets Advisory Content

[17536] May 14, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 23-04 SEC RULES MEMBERS No. 72-04 RE: SEC EXTENDS COMMENT PERIOD FOR PROPOSED REGULATION NMS The SEC has announced that it is extending the comment period on proposed Regulation NMS from May 24, 2004, to June 30, 2004.1 At...

[17533] May 14, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-04 BOARD OF GOVERNORS No. 36-04 EQUITY MARKETS ADVISORY COMMITTEE No. 22-04 RESEARCH COMMITTEE No. 11-04 SEC RULES COMMITTEE No. 45-04 SMALL FUNDS COMMITTEE No. 30-04 RE: NASD CREATES TASK FORCE WITH GOAL OF INCREASING...

[17502] May 12, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 21-04 SEC RULES COMMITTEE No. 44-04 RE: DRAFT INSTITUTE LETTER ON SEC PROPOSED REGULATION NMS As we previously informed you,1 the Securities and Exchange Commission has published for comment proposed Regulation NMS.2...

[17434] April 28, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-04 EQUITY MARKETS ADVISORY COMMITTEE No. 20-04 SEC RULES COMMITTEE No. 38-04 RE: SEC PROPOSAL TO REQUIRE ELECTRONIC FILING AND POSTING OF PROPOSED RULE CHANGES OF SELF-REGULATORY ORGANIZATIONS The Securities and...

[17409] April 22, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 19-04 SEC RULES MEMBERS No. 59-04 RE: INSTITUTE TESTIFIES AT SEC REGULATION NMS HEARING On April 21, John Wheeler, Vice President and Director of U.S. Equity Trading at American Century Investments, testified on behalf...

[17397] April 16, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 18-04 SEC RULES COMMITTEE No. 35-04 RE: SEC ANNOUNCES AGENDA FOR PUBLIC HEARING ON PROPOSED REGULATION NMS The SEC has announced the agenda for the public hearing to be held on proposed Regulation NMS on Wednesday, April...

[17396] April 16, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 17-04 RE: INSTITUTE LETTER ON NYSE PROPOSAL TO PROVIDE AUTOMATIC EXECUTION FOR INSTITUTIONAL XPRESS ORDERS The Institute has filed a comment letter with the SEC on the NYSE’s proposed rule change providing that...

[17349] April 2, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 15-04 RE: CHANGE IN SEC REGULATION NMS HEARING SCHEDULE The Securities and Exchange Commission has issued a notice of a change in the schedule of public hearings to be held on proposed Regulation NMS.1 Specifically, the...

[17346] April 2, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 14-04 RE: DRAFT INSTITUTE LETTER ON NYSE PROPOSAL TO PROVIDE AUTOMATIC EXECUTION FOR INSTITUTIONAL XPRESS ORDERS As we previously informed you,1 the Securities and Exchange Commission has published for comment a proposed...

[17327] March 31, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 13-04 RE: SEC ANNOUNCES REGULATION NMS PUBLIC HEARING SCHEDULE CHANGE The Securities and Exchange Commission has announced that it will not hold its first public hearing on proposed Regulation NMS on Thursday, April 1 in...