Equity Markets Advisory Content

[16685] October 20, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 24-03 END OF DAY PRICING FORUM No. 9-03 TECHNOLOGY ADVISORY COMMITTEE No. 16-03 RE: SEC POLICY STATEMENT ON BUSINESS CONTINUITY PLANNING FOR TRADING MARKETS The Securities and Exchange Commission has issued a Policy...

[16622] October 7, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 23-03 RE: INSTITUTE LETTER REGARDING PRICING PROCEDURES FOR OPENING AND CLOSING PRICES ON S&P 500 The Institute has filed a letter with Standard & Poor’s on a proposal under consideration by S&P’s Index Committee...

[16594] October 1, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 22-03 SEC RULES MEMBERS No. 127-03 RE: INSTITUTE COMMENT LETTER ON NYSE PROPOSED RULE CHANGE REPEALING RULE 500 The Institute has filed a comment letter with the Securities and Exchange Commission on the NYSE’s proposed...

[16581] September 26, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 21-03 SEC RULES COMMITTEE No. 76-03 RE: DRAFT INSTITUTE COMMENT LETTER ON NYSE PROPOSED RULE CHANGE REPEALING RULE 500 As we previously informed you, the SEC has issued a notice of the filing of a proposed rule...

[16542] September 12, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 20-03 SEC RULES COMMITTEE No. 74-03 RE: NEW YORK STOCK EXCHANGE PROPOSED RULE CHANGE REPEALING NYSE RULE 500 RELATING TO THE DELISTING OF A SECURITY BY AN ISSUER The Securities and Exchange Commission has issued a...

[16454] September 4, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 19-03 RE: REMINDER - NOTICE OF MEETING - SEPTEMBER 17, 2003 As we previously informed you, in conjunction with the Institute’s Equity Markets Conference, a meeting of the Equity Markets Advisory Committee has been...

[16412] August 5, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 18-03 RE: REMINDER - NOTICE OF MEETING - SEPTEMBER 17, 2003 As we previously informed you, in conjunction with the Institute’s Equity Markets Conference, a meeting of the Equity Markets Advisory Committee has been...

[16215] June 19, 2003 TO: SEC RULES MEMBERS No. 76-03 EQUITY MARKETS ADVISORY COMMITTEE No. 17-03 RE: INSTITUTE LETTER ON SEC CONCEPT RELEASE REGARDING THE REGULATION OF NASDAQ-LISTED SECURITIES The Institute has filed a comment letter with the Securities and Exchange Commission on a...

[16212] June 18, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 16-03 RE: NOTICE OF MEETING - SEPTEMBER 17, 2003 In conjunction with the Institute’s Equity Markets Conference, a meeting of the Equity Markets Advisory Committee has been scheduled for Wednesday, September 17, 2003 at...

[16189] June 11, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 15-03 RE: NYSE PROPOSED RULE CHANGE RELATING TO ADDITION OF INTERPRETIVE MATERIAL TO NYSE RULES The New York Stock Exchange has filed a proposed rule change with the SEC relating to the addition of interpretive material...