Equity Markets Advisory Content

[16839] December 3, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 34-03 SEC RULES MEMBERS No. 173-03 RE: INSTITUTE LETTER ON NYSE PROPOSAL RELATING TO THE EXCHANGE’S CORPORATE GOVERNANCE AND MANAGEMENT STRUCTURE The Institute has filed a comment letter with the Securities and...

[16819] November 26, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 32-03 SEC RULES MEMBERS No. 167-03 SMALL FUNDS MEMBERS No. 72-03 RE: NASD PROPOSES RULE AMENDMENTS TO PROHIBIT CERTAIN ABUSES IN THE ALLOCATION AND DISTRIBUTION OF INITIAL PUBLIC OFFERING SHARES As we previously...

[16823] November 26, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 33-03 SEC RULES COMMITTEE No. 98-03 RE: DRAFT INSTITUTE LETTER ON NYSE PROPOSAL RELATING TO THE EXCHANGE’S CORPORATE GOVERNANCE AND MANAGEMENT STRUCTURE As we previously informed you,1 the SEC has published for...

[16807] November 21, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 31-03 SEC RULES COMMITTEE No. 96-03 RE: SEC PUBLISHES NYSE PROPOSED RULE CHANGE RELATING TO THE EXCHANGE’S CORPORATE GOVERNANCE AND MANAGEMENT STRUCTURE The SEC has published for comment a proposed rule change filed...

[16741] November 6, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 30-03 SEC RULES MEMBERS No. 150-03 RE: NYSE ISSUES GOVERNANCE AND MANAGEMENT STRUCTURE PROPOSAL The New York Stock Exchange has sent a proxy statement to its members containing proposed amendments to the NYSE...

[16738] November 5, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 28-03 SEC RULES MEMBERS No. 149-03 RE: SEC APPROVES NYSE PROPOSED RULE CHANGE REPEALING RULE 500 The SEC has issued a release (a copy of which is attached) approving a proposed rule change filed by the New York Stock...

[16739] November 5, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 29-03 RE: NASDAQ PROPOSED RULE CHANGE RELATING TO THE TRADING OF ITS SECURITIES VIA SUPERMONTAGE The Securities and Exchange Commission has issued a notice of the filing of a proposed rule change by the Nasdaq Stock...

[16720] October 31, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 26-03 END OF DAY PRICING FORUM No. 11-03 TECHNOLOGY ADVISORY COMMITTEE No. 18-03 RE: INSTITUTE LETTER ON SEC POLICY STATEMENT ON BUSINESS CONTINUITY PLANNING FOR TRADING MARKETS The Institute has filed a comment letter...

[16721] October 31, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 27-03 RE: NASDAQ PROPOSED RULE CHANGE RELATING TO INTERNALIZATION IN SUPERMONTAGE The Securities and Exchange Commission has issued a notice of the filing of a proposed rule change by the Nasdaq Stock Market (a copy of...

[16710] October 29, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 25-03 END OF DAY PRICING FORUM No. 10-03 TECHNOLOGY ADVISORY COMMITTEE No. 17-03 RE: DRAFT INSTITUTE LETTER ON SEC POLICY STATEMENT ON BUSINESS CONTINUITY PLANNING FOR TRADING MARKETS As we previously informed you, the...