Equity Markets Advisory Content

[18490] February 17, 2005 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 15-05 COMPLIANCE ADVISORY COMMITTEE No. 14-05 EQUITY MARKETS ADVISORY COMMITTEE No. 13-05 CLOSED-END INVESTMENT COMPANY MEMBERS No. 14-05 INVESTMENT ADVISER MEMBERS No. 4-05 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 4...

[18551] February 16, 2005 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-05 EQUITY MARKETS ADVISORY COMMITTEE No. 12-05 SEC RULES MEMBERS No. 27-05 RE: INSTITUTE LETTER ON SEC PROPOSAL RELATING TO REGULATION M The Institute has filed a comment letter with the Securities and Exchange...

[18527] February 10, 2005 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-05 EQUITY MARKETS ADVISORY COMMITTEE No. 11-05 SEC RULES COMMITTEE No. 13-05 RE: DRAFT INSTITUTE LETTER ON SEC PROPOSAL RELATING TO REGULATION M As we previously informed you,1 the Securities and Exchange...

[18489] February 2, 2005 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-05 EQUITY MARKETS ADVISORY COMMITTEE No. 10-05 FIXED-INCOME ADVISORY COMMITTEE No. 4-05 SEC RULES MEMBERS No. 21-05 RE: INSTITUTE LETTER ON SECURITIES ACT REFORM PROPOSALS The Institute filed a comment letter...

[18481] January 28, 2005 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 9-05 SEC RULES MEMBERS No. 19-05 RE: SEC CONCEPT RELEASE RELATING TO SELF-REGULATORY ORGANIZATIONS The Securities and Exchange Commission has published for comment a concept release relating to the role and operation...

[18474] January 27, 2005 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 8-05 SEC RULES MEMBERS No. 15-05 RE: INSTITUTE LETTER ON REPROPOSED SEC REGULATION NMS The Institute has filed a comment letter with the Securities and Exchange Commission on reproposed Regulation NMS,1 which is...

[18440] January 21, 2005 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-05 EQUITY MARKETS ADVISORY COMMITTEE No. 7-05 FIXED-INCOME ADVISORY COMMITTEE No. 3-05 SEC RULES COMMITTEE No. 6-05 RE: DRAFT INSTITUTE LETTER ON SECURITIES ACT REFORM PROPOSALS As we previously informed you,1...

[18427] January 19, 2005 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 6-05 SEC RULES COMMITTEE No. 5-05 RE: DRAFT INSTITUTE LETTER ON REPROPOSED SEC REGULATION NMS As we previously informed you,1 the Securities and Exchange Commission has reproposed Regulation NMS for further public...

[18426] January 19, 2005 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 5-05 SEC RULES MEMBERS No. 12-05 RE: SEC EXTENDS COMMENT PERIOD ON NYSE AND NASD PROPOSED RULES RELATING TO IPOS As we previously informed you,1 the Securities and Exchange Commission has published for comment proposed...

[18386] January 14, 2005 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 4-05 FIXED-INCOME ADVISORY COMMITTEE No. 1-05 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 1-05 SEC RULES MEMBERS No. 9-05 RE: SEC ADOPTS RULES FOR REGULATION OF ASSET-BACKED SECURITIES The Securities and Exchange...