Equity Markets Advisory Content

[18195] November 18, 2004 TO: SEC RULES MEMBERS No. 164-04 EQUITY MARKETS ADVISORY COMMITTEE No. 46-04 CLOSED-END INVESTMENT COMPANY MEMBERS No. 74-04 BOARD OF GOVERNORS No. 76-04 COMPLIANCE ADVISORY COMMITTEE No. 111-04 CHIEF COMPLIANCE OFFICER COMMITTEE No. 26-04 INVESTMENT ADVISER...

[18189] November 15, 2004 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 73-04 EQUITY MARKETS ADVISORY COMMITTEE No. 45-04 FIXED-INCOME ADVISORY COMMITTEE No. 13-04 SEC RULES MEMBERS No. 163-04 RE: SEC PROPOSES SECURITIES ACT REFORM The Securities and Exchange Commission has published...

[18190] November 12, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 44-04 SEC RULES COMMITTEE No. 89-04 RE: NYSE PROPOSED RULE CHANGE RELATING TO AMENDMENTS TO "HYBRID" PROPOSAL The New York Stock Exchange has filed a proposed rule change with the Securities and Exchange Commission...

[18078] October 6, 2004 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 66-04 EQUITY MARKETS ADVISORY COMMITTEE No. 43-04 SEC RULES MEMBERS No. 147-04 RE: SEC ADOPTS REQUIREMENTS RELATING TO RULE CHANGES PROPOSED BY SELF-REGULATORY ORGANIZATIONS The Securities and Exchange Commission...

[17995] September 15, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 41-04 RE: REMINDER - NOTICE OF MEETING - SEPTEMBER 22, 2004 In conjunction with the Institute’s Equity Markets Conference, a meeting of the Equity Markets Advisory Committee has been scheduled for Wednesday...

[17937] August 31, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 40-04 RE: NYSE PROPOSED RULE CHANGE RELATING TO PROCEDURES FOR GAPPING THE QUOTE The Securities and Exchange Commission has issued a notice of the filing and immediate effectiveness of a proposed rule change by the New...

[17934] August 31, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 39-04 SEC RULES COMMITTEE No. 73-04 RE: SEC EXTENDS COMMENT PERIOD ON NYSE PROPOSED RULE CHANGE RELATING TO THE IMPLEMENTATION OF A HYBRID MARKET As we previously informed you,1 the Securities and Exchange Commission...

[17909] August 19, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 37-04 SEC RULES COMMITTEE No. 71-04 RE: NYSE PROPOSED RULE CHANGE RELATING TO THE IMPLEMENTATION OF A HYBRID MARKET The Securities and Exchange Commission has issued a notice of the filing of a proposed rule change by...

[17912] August 19, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 38-04 RE: REMINDER - NOTICE OF MEETING - SEPTEMBER 22, 2004 In conjunction with the Institute’s Equity Markets Conference, a meeting of the Equity Markets Advisory Committee has been scheduled for Wednesday, September...

[17860] August 6, 2004 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 36-04 SEC RULES COMMITTEE No. 69-04 RE: SEC ADOPTS REGULATION SHO RELATING TO SHORT SALES The Securities and Exchange Commission has adopted Regulation SHO relating to short sales. ∗ Regulation SHO, among other things...