Equity Markets Advisory Content

[13740] July 18, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 24-01 RE: NYSE PROPOSED RULE CHANGE AMENDING XPRESS QUOTE AND ORDER PARAMETERS The Securities and Exchange Commission has published for comment a proposed rule change filed by the New York Stock Exchange1 to decrease the...

[13710] July 10, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 19-01 END OF DAY PRICING FORUM No. 5-01 EQUITY MARKETS ADVISORY COMMITTEE No. 23-01 SEC RULES COMMITTEE No. 54-01 RE: ICI LETTER TO NASDAQ REGARDING JUNE 29TH MARKET DISRUPTION; NASDAQ RESPONSE On June 29th, following a...

[13700] July 5, 2001 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 9-01 EQUITY MARKETS ADVISORY COMMITTEE No. 22-01 SEC RULES COMMITTEE No. 52-01 RE: ICI COMMENT LETTER ON NASDR REQUEST FOR COMMENT ON MODERNIZING NASD RULES The Institute recently filed the attached comment letter...

[13687] June 28, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 21-01 SEC RULES COMMITTEE No. 49-01 RE: INSTITUTE LETTER TO NYSE ON RECOMMENDED CHANGES TO INSTITUTIONAL XPRESS SYSTEM As we previously informed you,1 on May 7, the New York Stock Exchange sent a letter to the Institute...

[13659] June 21, 2001 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 6-01 EQUITY MARKETS ADVISORY COMMITTEE No. 20-01 SEC RULES COMMITTEE No. 48-01 RE: DRAFT INSTITUTE COMMENT LETTER ON NASDR REQUEST FOR COMMENT ON MODERNIZING NASD RULES As we previously informed you,1 NASD...

[13625] June 12, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 14-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-01 COMPLIANCE ADVISORY COMMITTEE No. 25-01 EQUITY MARKETS ADVISORY COMMITTEE No. 18-01 INTERNATIONAL MEMBERS No. 9-01 INVESTMENT ADVISER MEMBERS No. 13-01 OPERATIONS MEMBERS...

[13621] June 11, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 17-01 RE: NASDAQ PROPOSED RULE CHANGE RELATING TO THE ELIMINATION OF THE INTERVAL DELAY BETWEEN EXECUTIONS Nasdaq has filed with the Securities and Exchange Commission a proposed rule change (a copy of which is attached)...

[13547] May 29, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 15-01 RE: SUPERSOES AND PRIMEX AUCTION SYSTEM IMPLEMENTATION Nasdaq has scheduled the first implementation of SuperSoes for Monday, July 9, 2001. According to Nasdaq, the implementation schedule will follow a phase-in...

[13548] May 29, 2001 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 5-01 EQUITY MARKETS ADVISORY COMMITTEE No. 16-01 SEC RULES COMMITTEE No. 41-01 RE: NASDR REQUEST FOR COMMENT ON MODERNIZING NASD RULES The NASD has issued a Special Notice to Members1 (a copy of which is attached)...