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October 16, 2000
TO: ACCOUNTING/TREASURERS MEMBERS No. 27-00
CLOSED-END INVESTMENT COMPANY MEMBERS No. 21-00
COMPLIANCE ADVISORY COMMITTEE No. 36-00
EQUITY MARKETS ADVISORY COMMITTEE No. 55-00
INTERNATIONAL MEMBERS No. 16-00
INVESTMENT ADVISER MEMBERS No. 36-00
OPERATIONS MEMBERS No. 23-00
PRIMARY CONTACTS - MEMBER COMPLEX No. 71-00
SEC RULES MEMBERS No. 71-00
TRANSFER AGENT ADVISORY COMMITTEE No. 51-00
RE: REMINDER – EQUITY MARKETS CONFERENCE SCHEDULED FOR OCTOBER 26,
2000
As we previously informed you, the Investment Company Institute will hold an Equity
Markets Conference on Thursday, October 26 at the Sheraton New York Hotel & Towers, Seventh
Avenue at 52nd Street, New York, N.Y. The Conference will feature panels covering a variety of
equity market structure issues including transparency, decimalization, market fragmentation,
internalization, price/time priority, the role of ECNs, and the globalization of the securities
markets.
Speakers will include Annette L. Nazareth, Director, Division of Market Regulation, U.S.
Securities and Exchange Commission; Richard G. Ketchum, President, Nasdaq Stock Market;
Catherine Kinney, Executive Vice President, New York Stock Exchange; Peter B. Madoff, Senior
Managing Director, Bernard L. Madoff Investment Securities; Michael Cormack, President,
Archipelago LLC; Duncan Niederauer, Managing Director, Goldman Sachs; Harold S. Bradley,
Senior Vice President, American Century Investment Management; Gus Sauter, Managing
Director, The Vanguard Group; and Cameron Smith, General Counsel, The Island ECN.
If you have not yet registered for the Conference, please return the registration form and
the appropriate fee to the Institute’s Conference Division as soon as possible. You may call our
Conference Division at 202-326-5968 if you have any questions regarding registration. We look
forward to seeing you on October 26.
Ari Burstein
Associate Counsel