Board of Governors Content

[13732] July 17, 2001 TO: BOARD OF GOVERNORS No. 35-01 SEC RULES MEMBERS No. 55-01 RE: ICI LETTER TO SEC CONCERNING FREQUENCY OF MUTUAL FUND PORTFOLIO HOLDINGS DISCLOSURE Earlier today, the Institute filed a letter with the Securities and Exchange Commission’s Division of Investment...

[13726] July 16, 2001 TO: BOARD OF GOVERNORS No. 34-01 INVESTMENT COMPANY DIRECTORS No. 7-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 47-01 SEC RULES COMMITTEE No. 57-01 RE: 2001 INVESTMENT COMPANY DIRECTORS CONFERENCE - PRELIMINARY PROGRAM The Investment Company Institute is holding its...

[13720] July 12, 2001 TO: BOARD OF GOVERNORS No. 33-01 ACCOUNTING/TREASURERS MEMBERS No. 16-01 BANK AND TRUST ADVISORY COMMITTEE No. 9-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-01 INTERNATIONAL MEMBERS No. 10-01 SECURITIES OPERATIONS SUBCOMMITTEE No. 8-01 TAX MEMBERS No. 18-01...

[13644] June 21, 2001 TO: BOARD OF GOVERNORS No. 31-01 INVESTMENT COMPANY DIRECTORS No. 6-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 44-01 SEC RULES COMMITTEE No. 47-01 RE: REVISED HOTEL RATES AND TRAVEL DISCOUNTS – 2001 DIRECTORS CONFERENCE REVISED HOTEL RATES On June 12, 2001, the...

[13660] June 21, 2001 TO: BOARD OF GOVERNORS No. 32-01 BROKER/DEALER ADVISORY COMMITTEE No. 15-01 FUNDAMENTALS PERSPECTIVES PRIMARY CONTACTS - MEMBER COMPLEX No. 45-01 RE: INSTITUTE RELEASES YEAR-END 2000 RETIREMENT PLAN STATISTICS The Institute recently released a Fundamentals...

[13642] June 19, 2001 TO: BOARD OF GOVERNORS No. 30-01 RE: INSTITUTE FILES SUPPLEMENTAL PLEADINGS IN ROHRBAUGH ACTION FOLLOWING FOURTH CIRCUIT RULING In May, the Institute filed a supplemental memorandum of law supporting its motion to dismiss the Rohrbaugh action against the...

[13600] June 12, 2001 TO: BOARD OF GOVERNORS No. 29-01 INVESTMENT COMPANY DIRECTORS No. 5-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 43-01 SEC RULES COMMITTEE No. 45-01 RE: MARK YOUR CALENDAR - 2001 INVESTMENT COMPANY DIRECTORS CONFERENCES The Investment Company Institute is holding its...

[13622] June 12, 2001 TO: BOARD OF GOVERNORS No. 28-01 RE: GERMANY CONFIRMS THAT REGULATED INVESTMENT COMPANIES ARE ENTITLED TO BENEFITS UNDER US-GERMANY INCOME TAX TREATY During 2000, the German Federal Finance Office (FFO) began requiring US regulated investment companies (RICs)...

[13584] June 5, 2001 TO: BOARD OF GOVERNORS No. 27-01 FEDERAL LEGISLATION MEMBERS No. 9-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 39-01 PUBLIC INFORMATION COMMITTEE No. 17-01 RE: CONGRESS CLEARS TAX RELIEF PACKAGE FOR PRESIDENT’S SIGNATURE; INCLUDES RETIREMENT AND EDUCATION SAVINGS...

[13577] June 4, 2001 TO: BOARD OF GOVERNORS No. 26-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 38-01 PUBLIC INFORMATION COMMITTEE No. 16-01 SEC RULES COMMITTEE No. 42-01 RE: GAO REVIEW OF THE SEC FEE STUDY As we previously reported, in June 2000, the General Accounting Office issued a...