Board of Governors Content

[13025] January 12, 2001 TO: BOARD OF GOVERNORS No. 7-01 FEDERAL LEGISLATION MEMBERS No. 1-01 PUBLIC INFORMATION COMMITTEE No. 4-01 RE: 2001 GOVERNMENT AFFAIRS MATERIALS Among its responsibilities, the Institute’s Legislative Affairs Department provides regular information about...

[13023] January 10, 2001 TO: BOARD OF GOVERNORS No. 3-01 RE: SEC STAFF REPORT ON MUTUAL FUND FEES AND EXPENSES The Securities and Exchange Commission today issued the Division of Investment Management’s Report on Mutual Fund Fees and Expenses. The Report is available on the SEC’s...

[13018] January 10, 2001 TO: BOARD OF GOVERNORS No. 2-01 INVESTMENT COMPANY DIRECTORS No. 2-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 4-01 SEC RULES MEMBERS No. 3-01 RE: PRELIMINARY PROGRAM FOR WORKSHOP FOR NEW FUND DIRECTORS; MARK YOUR CALENDAR FOR 2001 DIRECTORS CONFERENCES Workshop...

[12997] January 9, 2001 TO: BOARD OF GOVERNORS No. 1-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 1-01 INVESTMENT COMPANY DIRECTORS No. 1-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 2-01 SEC RULES MEMBERS No. 1-01 SMALL FUNDS MEMBERS No. 1-01 RE: SEC ADOPTS FINAL RULES ON FUND GOVERNANCE...

[12938] December 18, 2000 TO: BOARD OF GOVERNORS No. 68-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 80-00 RE: SEC SPEECHES AT 2000 SECURITIES LAW DEVELOPMENTS CONFERENCE Paul F. Roye, Director of the SEC’s Division of Investment Management, delivered the keynote address at the Institute...

[12910] December 5, 2000 TO: BOARD OF GOVERNORS No. 67-00 STANDING COMMITTEE CHAIRMEN RE: JANUARY 2001 BOARD OF GOVERNORS MEETINGS The Institute’s Board of Governors Winter meeting will be held January 29 – 30, 2001 at the Ritz-Carlton in Rancho Mirage (Palm Springs), California. The...

[12877] November 21, 2000 TO: ACCOUNTING/TREASURERS MEMBERS No. 32-00 BOARD OF GOVERNORS No. 66-00 CEOS OPERATIONS MEMBERS No. 27-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 78-00 SEC RULES MEMBERS No. 77-00 SMALL FUNDS MEMBERS No. 22-00 1999 INDEPENDENT DIRECTORS STUDY PARTICIPANTS RE...

[12861] November 20, 2000 TO: BOARD OF GOVERNORS No. 65-00 RE: INSTITUTE CONFERENCE AND REGULATORY WORKSHOP IN ASIA The Institute held a one-day workshop for Asian regulatory officials and a two-day industry conference on November 7-9, 2000 in Hong Kong. The Institute organized the...

[12808] November 3, 2000 TO: BOARD OF GOVERNORS No. 64-00 RE: PROGRESS IN ACHIEVING INSTITUTE’S INTERNATIONAL PENSION PRIORITIES At its January meeting, the Board of Governors identified two priority areas for the Institute’s international program: achieving a true cross-border market...

[12785] October 25, 2000 TO: BOARD OF GOVERNORS No. 63-00 CLOSED-END INVESTMENT COMPANY MEMBERS No. 24-00 DIRECTOR SERVICES COMMITTEE No. 16-00 SEC RULES MEMBERS No. 73-00 RE: COURT GRANTS MOTION TO TERMINATE DERIVATIVE ACTION AGAINST FUND, ADVISER AND DIRECTORS The United States...