Board of Governors Content

[12219] July 17, 2000 TO: BOARD OF GOVERNORS No. 42-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 48-00 PUBLIC INFORMATION COMMITTEE No. 29-00 SEC RULES COMMITTEE No. 97-00 RE: INSTITUTE RESPONSE TO EDITORIAL ON FREQUENCY OF DISCLOSING PORTFOLIO HOLDINGS The Institute recently was asked by...

[12211] July 11, 2000 TO: BOARD OF GOVERNORS No. 41-00 RE: OCTOBER 2001 MEETING DATE Previously we notified you that the Board of Governors would meet on October 3, 2001. However due to a scheduling conflict with the joint World Bank and IMF meetings we must reschedule our meeting...

[12173] July 5, 2000 TO: BOARD OF GOVERNORS No. 39-00 ACCOUNTING/TREASURERS COMMITTEE No. 26-00 SEC RULES COMMITTEE No. 95-00 TAX COMMITTEE No. 28-00 RE: INSTITUTE COMMENT LETTER ON SEC AFTER-TAX RETURNS PROPOSAL The Institute has filed a comment letter on the SEC’s proposal to...

[12168] July 5, 2000 TO: BOARD OF GOVERNORS No. 38-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 45-00 PUBLIC INFORMATION COMMITTEE No. 26-00 SEC RULES COMMITTEE No. 94-00 RE: GENERAL ACOUNTING OFFICE REPORT ON MUTUAL FUND FEES The U.S. General Accounting Office has completed a report on...

[12113] June 29, 2000 TO: BOARD OF GOVERNORS No. 37-00 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 19-00 INVESTMENT ADVISER MEMBERS No. 22-00 SEC RULES MEMBERS No. 44-00 UNIT INVESTMENT TRUST MEMBERS No. 17-00 RE: SEC ADOPTS REGULATION S-P GOVERNING PRIVACY OF PERSONAL FINANCIAL...

[12114] June 27, 2000 TO: BOARD OF GOVERNORS No. 35-00 FEDERAL LEGISLATION MEMBERS No. 8-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 43-00 PUBLIC INFORMATION COMMITTEE No. 24-00 RE: MUTUAL FUND SHAREHOLDERS TAX RELIEF LEGISLATION INTRODUCED IN HOUSE On June 22, the vice chairman of the...

[12121] June 27, 2000 TO: BOARD OF GOVERNORS No. 36-00 FEDERAL LEGISLATION MEMBERS No. 9-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 44-00 PUBLIC INFORMATION COMMITTEE No. 25-00 RE: NEW BILL WOULD ALLOW MUTUAL FUNDS TO PROVIDE INVESTMENT ADVICE TO RETIREMENT PLAN PARTICIPANTS On June 26...

[12023] June 19, 2000 TO: BOARD OF GOVERNORS No. 34-00 FEDERAL LEGISLATION MEMBERS No. 7-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 40-00 PUBLIC INFORMATION COMMITTEE No. 22-00 RE: HOUSE AND SENATE VOTE TO FACILITATE ELECTRONIC TRANSACTIONS; WHITE HOUSE APPROVAL EXPECTED The U.S. House...

[11957] June 16, 2000 TO: BOARD OF GOVERNORS No. 33-00 BROKER/DEALER ADVISORY COMMITTEE No. 13-00 DIRECT MARKETING COMMITTEE No. 12-00 INDUSTRY STATISTICS COMMITTEE No. 5-00 OPERATIONS COMMITTEE No. 13-00 PENSION COMMITTEE No. 40-00 PENSION OPERATIONS ADVISORY COMMITTEE No. 42-00...

1 Krantz v. Fidelity Management & Research Co., et al., Civil Action No. 98-11988-PBS (D. MA. May 31, 2000). 2 See Verkouteren v. Blackrock Fin. Management, Inc., 37 F. Supp. 2d 256, 259 (S.D.N.Y. 1999), aff’d, 28 F.3d 204 (2d Cir. 2000). [11940] June 9, 2000 TO: BOARD OF GOVERNORS No...