Board of Governors Content

- 1 - January 24, 1989 TO: BOARD OF GOVERNORS NO. 6-89 STATE SECURITIES MEMBERS NO. 4-89 UNIT INVESTMENT TRUST MEMBERS NO. 10-89 RE: MICHIGAN ADOPTS BLUE CHIP EXEMPTION AND INCREASES REGISTRATION FEES __________________________________________________________ Currently, all mutual...

January 19, 1989 TO: BOARD OF GOVERNORS NO. 5-89 CLOSED-END FUND COMMITTEE NO. 1-89 SEC RULES COMMITTEE NO. 5-89 UNIT INVESTMENT TRUST COMMITTEE NO. 2-89 RE: FED APPLICATIONS TO UNDERWRITE AND DEAL IN DEBT AND EQUITY SECURITIES _________________________________________________________...

- 1 - January 12, 1989 TO: BOARD OF GOVERNORS NO. 4-89 DIRECT MARKETING COMMITTEE NO. 2-89 MARKETING COMMITTEE NO. 2-89 OPERATIONS COMMITTEE NO. 2-89 SALES FORCE MARKETING COMMITTEE NO. 2-89 ACCOUNTING/TREASURERS COMMITTEE NO. 6-89 SEC RULES MEMBERS NO. 2-89 RE: INSTITUTE COMMENT...

January 12, 1989 TO: BOARD OF GOVERNORS NO. 3-89 RE: PROPOSED MINUTES OF OCTOBER 6, 1988 __________________________________________________________ Attached hereto is a copy of the minutes of October 6, 1988 which are proposed to be presented to the Board of Governors at its next...

- 1 - January 10, 1989 TO: BOARD OF GOVERNORS NO. 2-89 STATE SECURITIES MEMBERS NO. 1-89 BLUE SKY GUIDE RECIPIENTS RE: BACK BY POPULAR DEMAND - 1988 BLUE SKY COMPLIANCE WORKSHOPS __________________________________________________________ As you may remember, the Institute held a...

January 9, 1989 TO: BOARD OF GOVERNORS NO. 1-89 MARKETING COMMITTEE NO. 1-89 DIRECT MARKETING COMMITTEE NO. 1-89 SALES FORCE MARKETING COMMITTEE NO. 1-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 1-89 OPERATIONS COMMITTEE NO. 1-89 RESEARCH COMMITTEE NO. 1-89 SMALL FUNDS COMMITTEE NO. 1...