Board of Governors Content

October 31, 1989 TO: BOARD OF GOVERNORS NO. 66-89 RE: January, 1990 Board of Governors Meeting __________________________________________________________ The Institute's Board of Governors Winter meeting will be held January 23-25, 1990 at The Boulders in Carefree, Arizona. The...

October 27, 1989 TO: BOARD OF GOVERNORS NO. 65-89 RE: CHAIRMAN OF INSTITUTE'S TASK FORCE TESTIFIES ON STOCK MARKET REFORM ACT __________________________________________________________ On October 25, George Bissell, Chairman of the Institute's Task Force on Market Reform, testified...

October 23, 1989 TO: BOARD OF GOVERNORS NO. 64-89 SEC RULES MEMBERS NO. 61-89 CLOSED-END FUND MEMBERS NO. 60-89 RE: INSTITUTE COMMENTS ON PROPOSED REVISIONS TO FORM N-2 __________________________________________________________ Attached is the Institute's comment letter on the SEC's...

October 17, 1989 TO: BOARD OF GOVERNORS NO. 63-89 RE: Merged & Liquidated Funds __________________________________________________________ The report of new Institute members provided to the Board of Governors at its meeting on October 5 did not include funds that have either merged...

October 11, 1989 TO: BOARD OF GOVERNORS NO. 62-89 SEC RULES COMMITTEE NO. 62-89 RE: INSTITUTE SUBMISSION TO SEC CONCERNING THE STATUS OF ASSET- BACKED SECURITIES POOLS UNDER THE INVESTMENT COMPANY ACT OF 1940 __________________________________________________________ In recent months...

October 16, 1989 TO: BOARD OF GOVERNORS NO. 61-89 DIRECT MARKETING COMMITTEE NO. 29-89 FEDERAL LEGISLATION COMMITTEE NO. 13-89 MARKETING COMMITTEE NO. 25-89 OPERATIONS COMMITTEE NO. 19-89 PENSION COMMITTEE NO. 6-89 PUBLIC INFORMATION COMMITTEE NO. 26-89 RESEARCH COMMITTEE NO. 28-89...

September 28, 1989 TO: BOARD OF GOVERNORS NO. 60-89 RE: FY 1989-1990 BUDGET __________________________________________________________ Enclosed is the proposed budget for the Institute's fiscal year starting October 1, 1989 which has been reviewed and approved by the Executive...

September 26, 1989 TO: BOARD OF GOVERNORS NO. 59-89 CLOSED-END FUND COMMITTEE NO. 39-89 SEC RULES COMMITTEE NO. 55-89 UNIT INVESTMENT TRUST COMMITTEE NO. 64-89 RE: FED ORDER PERMITS BANK HOLDING COMPANY SUBSIDIARIES TO UNDERWRITE AFFILIATE SECURITIES __________________________________...

September 26, 1989 TO: BOARD OF GOVERNORS NO. 58-89 STATE SECURITIES MEMBERS NO. 31-89 RE: CALIFORNIA EXPENSE LIMITATION RULE AMENDED __________________________________________________________ The Institute has been working for several years to eliminate expense limitations in all...

September 20, 1989 TO: BOARD OF GOVERNORS NO. 57-89 FEDERAL LEGISLATION COMMITTEE NO. 11-89 RE: CONGRESSMAN THOMAS J. MANTON TO ADDRESS FEDERAL LEGISLATION COMMITTEE AND BOARD OF GOVERNORS __________________________________________________________ The Honorable Thomas J. Manton (D-NY)...