Board of Governors Content

- 1 - April 18, 1990 TO: BOARD OF GOVERNORS NO. 27-90 SEC RULES MEMBERS NO. 30-90 RE: NASD PROPOSED RULE ON ASSET BASED SALES CHARGES ________________________________________________________ As you know, the SEC proposed substantial amendments to Rule 12b-1 in June 1988. (See...

April 11, 1990 TO: BOARD OF GOVERNORS NO. 26-90 RE: D.C. CIRCUIT REJECTS SIA CHALLENGE TO RECENT SECTION 20 ORDERS __________________________________________________________ The U.S. Court of Appeals for the District of Columbia Circuit has denied a petition for review of the...

April 6, 1990 TO: BOARD OF GOVERNORS NO. 25-90 SEC RULES MEMBERS NO. 27-90 INTERNATIONAL FUNDS TASK FORCE NO. 4-90 RE: INSTITUTE TESTIMONY ON S.2028, THE "FAIR TRADE IN FINANCIAL SERVICES ACT OF 1990", BEFORE THE SENATE BANKING COMMITTEE _______________________________________________...

April 6, 1990 TO: BOARD OF GOVERNORS NO. 24-90 UNIT INVESTMENT TRUST COMMITTEE NO. 16-90 RE: VIRGINIA LEGISLATION __________________________________________________________ As you know, the Institute has been actively working with the Virginia General Assembly, the Virginia...

April 5, 1990 TO: BOARD OF GOVERNORS NO. 23-90 RE: INSTITUTE PETITION FILED IN INDEX PARTICIPATIONS CASE __________________________________________________________ The Institute has filed a conditional petition for certiorari with the U.S. Supreme Court in the case concerning "index...

April 4, 1990 TO: BOARD OF GOVERNORS NO. 22-90 MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 4-90 SEC RULES COMMITTEE NO. 20-90 STATE LIAISON COMMITTEE NO. 7-90 UNIT INVESTMENT TRUST COMMITTEE NO. 15-90 BROKER/DEALER ADVISORY COMMITTEE NO. 14-90 BROKER/DEALER ASSOCIATE MEMBERS NO. 2-90...

March 28, 1990 TO: BOARD OF GOVERNORS NO. 21-90 PENSION COMMITTEE NO. 7-90 TAX COMMITTEE NO. 6-90 RE: INSTITUTE TESTIMONY ON SAVINGS AND INVESTMENT INCENTIVES BEFORE THE UNITED STATES SENATE COMMITTEE ON FINANCE __________________________________________________________ On March 27...

March 21, 1990 TO: BOARD OF GOVERNORS NO. 20-90 MEMBERS - ONE PER COMPLEX NO. 13-90 RE: ICI MUTUAL NEWSLETTER __________________________________________________________ Enclosed is the latest edition of Of Mutual Interest. Donald E. O'Connor Vice President - Operations Enclosure

March 16, 1990 TO: BOARD OF GOVERNORS NO. 19-90 RE: NOTICE OF MEETING - WEDNESDAY, MAY 9, 1990 __________________________________________________________ A meeting of the Board of Governors has been scheduled for Wednesday, May 9, 1990, commencing with a luncheon at 1:00 pm in the...

March 14, 1990 TO: BOARD OF GOVERNORS NO. 18-90 STATE SECURITIES MEMBERS NO. 4-90 UNIT INVESTMENT TRUST MEMBERS NO. 17-90 RE: UTAH ADOPTS BLUE CHIP EXEMPTION __________________________________________________________ Currently, all mutual funds and unit trusts that offer their shares...