Board of Governors Content

August 10, 1990 TO: BOARD OF GOVERNORS NO. 57-90 SEC RULES COMMITTEE NO. 43-90 RE: INSTITUTE COMMENTS ON FED PROPOSALS TO ALLOW BANK HOLDING COMPANY SUBSIDIARIES TO BROKER SHARES OF AFFILIATED FUNDS AND TO MODIFY RESTRICTIONS ON CROSS-MARKETING AND DIRECTOR, OFFICER AND EMPLOYEE...

August 10, 1990 TO: BOARD OF GOVERNORS NO. 56-90 SEC RULES MEMBERS NO. 59-90 MEMBERS - ONE PER COMPLEX NO. 31-90 CLOSED-END FUND MEMBERS - ONE PER COMPLEX UNIT INVESTMENT TRUST MEMBERS - ONE PER COMPLEX RE: SEC EXTENDS COMMENT PERIOD ON REFORM OF INVESTMENT COMPANY REGULATION ________...

August 8, 1990 TO: SEC RULES COMMITTEE NO. 42-90 CLOSED-END FUND COMMITTEE NO. 17-90 BOARD OF GOVERNORS NO. 55-90 PORTFOLIO MANAGER DISCLOSURE AD HOC COMMITTEE RE: INSTITUTE SUBMITS REVISED PROPOSAL FOR PORTFOLIO MANAGER DISCLOSURE _____________________________________________________...

August 8, 1990 TO: BOARD OF GOVERNORS NO. 54-90 SEC RULES COMMITTEE NO. 41-90 1990s AD HOC COMMITTEE RE: MEETING ON DRAFT COMMENT LETTER ON SEC CONCEPT RELEASE __________________________________________________________ Attached is a first draft of the Institute's comment letter on the...

August 1, 1990 TO: BOARD OF GOVERNORS NO. 53-90 MEMBERS - ONE PER COMPLEX NO. 27-90 DIRECT MARKETING COMMITTEE NO. 18-90 MARKETING COMMITTEE NO. 16-90 OPERATIONS COMMITTEE NO. 16-90 PUBLIC INFORMATION COMMITTEE NO. 24-90 RESEARCH COMMITTEE NO. 18-90 SALES FORCE MARKETING COMMITTEE NO...

July 26, 1990 TO: BOARD OF GOVERNORS NO. 52-90 MEMBERS - ONE PER COMPLEX NO. 26-90 DIRECT MARKETING COMMITTEE NO. 17-90 MARKETING COMMITTEE NO. 15-90 OPERATIONS COMMITTEE NO. 15-90 PUBLIC INFORMATION COMMITTEE NO. 23-90 RESEARCH COMMITTEE NO. 16-90 SALES FORCE MARKETING COMMITTEE NO...

July 26, 1990 TO: BOARD OF GOVERNORS NO. 51-90 SEC RULES MEMBERS NO. 54-90 INTERNATIONAL FUNDS TASK FORCE NO. 16-90 RE: INSTITUTE TESTIFIES BEFORE HOUSE TASK FORCE ON INTERNATIONAL COMPETITIVENESS OF U.S. FINANCIAL INSTITUTIONS _________________________________________________________...

July 20, 1990 TO: BOARD OF GOVERNORS NO. 50-90 MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 9-90 SEC RULES MEMBERS NO. 51-90 PUBLIC INFORMATION COMMITTEE NO. 22-90 RE: SEC PROPOSES CHANGES TO MONEY MARKET FUND REGULATION __________________________________________________________ The SEC...

July 16, 1990 TO: BOARD OF GOVERNORS NO. 49-90 RE: INSTITUTE TESTIMONY ON FINANCIAL SERVICES RESTRUCTURING __________________________________________________________ On July 11, the Institute testified at a hearing before the Telecommunications and Finance Subcommittee of the House...

- 1 - July 12, 1990 TO: BOARD OF GOVERNORS NO. 48-90 SEC RULES COMMITTEE NO. 37-90 RE: FED REQUESTS COMMENT ON MODIFYING RESTRICTIONS ON CROSS-MARKETING AND DIRECTOR, OFFICER AND EMPLOYEE INTERLOCKS __________________________________________________________ The Board of Governors of...