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Memo#
2198

ICI MUTUAL NEWSLETTER - SUMMER 1990 ISSUE

September 21, 1990 TO: BOARD OF GOVERNORS NO. 67-90 MEMBERS - ONE PER COMPLEX NO. 38-90 RE: ICI MUTUAL NEWSLETTER - SUMMER 1990 ISSUE __________________________________________________________ Enclosed is the summer issue of the ICI Mutual Newsletter, of mutual interest. Of Mutual...
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Memo#
2194

PROPOSED MINUTES OF MAY 9, 1990

September 19, 1990 TO: BOARD OF GOVERNORS NO. 66-90 RE: PROPOSED MINUTES OF MAY 9, 1990 __________________________________________________________ Attached hereto is a copy of the minutes of the May 9, 1990 meeting which are proposed to be presented to the Board of Governors at its...
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Memo#
2180

PRESIDENTIAL SUCCESSION

September 12, 1990 TO: BOARD OF GOVERNORS NO. 65-90 RE: PRESIDENTIAL SUCCESSION __________________________________________________________ As you will recall, at the January meeting of the Board a Committee was appointed to recommend a successor to Dave Silver as President of the...
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Memo#
2172

NASD PROPOSED RULE REGARDING 12B-1 PAYMENTS

September 6, 1990 TO: BOARD OF GOVERNORS NO. 63-90 SEC RULES MEMBERS NO. 63-90 RULE 12b-1 AD HOC COMMITTEE RE: NASD PROPOSED RULE REGARDING 12b-1 PAYMENTS __________________________________________________________ The Board of Governors of the NASD is soliciting a membership vote on...
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Memo#
2159

PROPOSED RESOLUTION EXPRESSING APPRECIATION TO THOMAS R. POWERS

August 31, 1990 TO: BOARD OF GOVERNORS NO. 62-90 RE: Proposed Resolution Expressing Appreciation to Thomas R. Powers __________________________________________________________ Enclosed is a proposed Resolution to be adopted by the Board of Governors in appreciation of all that Thomas...
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Memo#
2160

JANUARY, 1991 BOARD OF GOVERNORS MEETING

August 31, 1990 TO: BOARD OF GOVERNORS NO. 61-90 RE: January, 1991 Board of Governors Meeting __________________________________________________________ The Institute's Board of Governors Winter meeting will be held January 29-31, 1991 at Mauna Kea Beach Hotel in Hawaii. The program...
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Memo#
2137

NOTICE OF MEETING - OCTOBER 3 & 4, 1990

August 21, 1990 TO: BOARD OF GOVERNORS NO. 60-90 RE: NOTICE OF MEETING - OCTOBER 3 & 4, 1990 __________________________________________________________ A meeting of the Board of Governors has been scheduled for Thursday, October 4, 1990 at 10:00 am. The meeting will be held at the...
ICI Default BG
Memo#
2115

RESEARCH SEMINARS: THE MUTUAL FUND MARKETPLACE S E C O N D N O T I C E

August 14, 1990 TO: BOARD OF GOVERNORS NO. 59-90 MEMBERS - ONE PER COMPLEX NO. 34-90 DIRECT MARKETING COMMITTEE NO. 22-90 MARKETING COMMITTEE NO. 19-90 OPERATIONS COMMITTEE NO. 19-90 PUBLIC INFORMATION COMMITTEE NO. 29-90 RESEARCH COMMITTEE NO. 20-90 SALES FORCE MARKETING COMMITTEE NO...
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Memo#
2098

INSTITUTE LETTER ON SECURITIES TRANSACTION EXCISE TAX (STET)

- 1 - August 13, 1990 TO: BOARD OF GOVERNORS NO. 58-90 MEMBERS - ONE PER COMPLEX NO. 32-90 FEDERAL LEGISLATION COMMITTEE NO. 5-90 TAX COMMITTEE NO. 21-90 RE: INSTITUTE LETTER ON SECURITIES TRANSACTION EXCISE TAX (STET) __________________________________________________________ As we...