Board of Governors Content

January 10, 1991 TO: BOARD OF GOVERNORS NO. 5-91 RE: PROPOSED MINUTES OF OCTOBER 4, 1990 MEETING __________________________________________________________ Attached hereto is a copy of the minutes of the October 4, 1990 meeting which are proposed to be presented to the Board of...

January 9, 1991 TO: BOARD OF GOVERNORS NO. 4-91 FEDERAL LEGISLATION MEMBERS NO. 1-91 FEDERAL LEGISLATION COMMITTEE NO. 1-91 RE: BREEDEN TESTIMONY BEFORE SENATE BANKING COMMITTEE: INVESTMENT MANAGEMENT INUDSTRY; MONEY FUND INSPECTIONS; RULE 2a-7; FINANCIAL SERVICES DEREGULATION _______...

January 8, 1991 TO: BOARD OF GOVERNORS NO. 3-91 RE: January Board of Governors Meeting __________________________________________________________ Attached is confirmation of your attendance for the January Board of Governors meeting at the Mauna Kea Hotel in Hawaii. Also enclosed is a...

January 4, 1991 TO: BOARD OF GOVERNORS NO. 2-91 SEC RULES COMMITTEE NO. 3-91 1990s AD HOC COMMITTEE RE: INSTITUTE SUPPLEMENTAL MEMORANDA REGARDING REFORM OF REGULATION OF INVESTMENT COMPANIES __________________________________________________________ As you know, last October the...

January 4, 1991 TO: BOARD OF GOVERNORS NO. 1-91 SEC RULES COMMITTEE NO. 2-91 UNIT INVESTMENT TRUST COMMITTEE NO. 1-91 RE: INSTITUTE REQUESTS EXEMPTION FOR MUTUAL FUND AND UNIT INVESTMENT TRUST UNDERWRITERS FROM RECORDKEEPING AND REPORTING REQUIREMENTS UNDER THE MARKET REFORM ACT _____...

- 1 - December 6, 1990 TO: BOARD OF GOVERNORS NO. 82-90 RE: UNITED KINGDOM AGREES TO REFUND DIVIDENDS WITHHELD TO MASSACHUSETTS BUSINESS TRUSTS __________________________________________________________ We are pleased to inform you that the United Kingdom has consented, subject to the...

December 4, 1990 TO: BOARD OF GOVERNORS NO. 81-90 RE: ICI COMMENT LETTER ON PROPOSED CHANGES TO RULES GOVERNING INDEX PARTICIPATIONS __________________________________________________________ Attached is a copy of a comment letter recently submitted by the Institute to the Securities...

November 14, 1990 TO: BOARD OF GOVERNORS NO. 80-90 FEDERAL LEGISLATION MEMBERS NO. 8-90 FEDERAL LEGISLATION COMMITTEE NO. 7-90 RE: SUMMARY OF LEGISLATIVE ACTIVITY - CONCLUSION OF 101ST CONGRESS __________________________________________________________ Working nearer to an election...

November 7, 1990 TO: BOARD OF GOVERNORS NO. 79-90 MEMBERS - ONE PER COMPLEX NO. 50-90 DIRECT MARKETING COMMITTEE NO. 28-90 MARKETING COMMITTEE NO. 23-90 OPERATIONS COMMITTEE NO. 24-90 PUBLIC INFORMATION COMMITTEE NO. 39-90 RESEARCH COMMITTEE NO. 27-90 SALES FORCE MARKETING COMMITTEE...

October 24, 1990 TO: BOARD OF GOVERNORS NO. 78-90 SEC RULES MEMBERS NO. 73-90 RE: SEC CHARGES FUND OFFICER WITH FRAUD IN CONNECTION WITH SALE OF AFFILIATED COMPANY; TRUSTEE TAKES POSSESSION OF FUND ASSETS __________________________________________________________ The SEC has charged...