Board of Governors Content

April 22, 1991 TO: BOARD OF GOVERNORS NO. 25-91 SEC RULES MEMBERS NO. 25-91 RULE 12b-1 AD HOC COMMITTEE RE: SEC SOLICITS COMMENTS ON NASD 12b-1 RULE __________________________________________________________ In the attached Release, the SEC has solicited public comments on an NASD...

April 19, 1991 TO: BOARD OF GOVERNORS NO. 24-91 FEDERAL LEGISLATION COMMITTEE NO. 5-91 RE: MEETINGS WITH MEMBERS OF CONGRESS __________________________________________________________ The Institute's Legislative Affairs Department is requesting important information concerning your...

April 15, 1991 TO: BOARD OF GOVERNORS NO. 23-91 STATE SECURITIES MEMBERS NO. 16-91 RE: NEBRASKA AMENDS INDEFINITE REGISTRATION PROVISIONS __________________________________________________________ The Institute is pleased to inform you that legislation amending Nebraska's indefinite...

April 12, 1991 TO: BOARD OF GOVERNORS NO. 22-91 STATE SECURITIES MEMBERS NO. 15-91 SEC RULES COMMITTEE NO. 22-91 UNIT INVESTMENT TRUST COMMITTEE NO. 15-91 RE: INSTITUTE COMMENT LETTER ON 1991 CONFERENCE ON FEDERAL- STATE SECURITIES REGULATION __________________________________________...

March 28, 1991 TO: BOARD OF GOVERNORS NO. 21-91 MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 7-91 SEC RULES COMMITTEE NO. 18-91 MONEY MARKET FUNDS AD HOC COMMITTEE NO. 9-91 RE: INSTITUTE LETTER TO SEC STAFF ON TAX-EXEMPT MONEY MARKET FUND PROPOSALS ______________________________________...

-1- March 28, 1991 TO: BOARD OF GOVERNORS NO. 20-91 MEMBERS - ONE PER COMPLEX NO. 15-91 RE: ADMINISTRATION BILL ON FINANCIAL SERVICES RESTRUCTURING __________________________________________________________ The Bush Administration has released its bill to reform the deposit insurance...

March 15, 1991 TO: BOARD OF GOVERNORS NO. 19-91 MEMBERS - ONE PER COMPLEX NO. 13-91 RE: ICI MUTUAL NEWSLETTER __________________________________________________________ Enclosed is the latest edition of of mutual interest. Donald E. O'Connor Vice President - Operations Enclosure

March 13, 1991 TO: BOARD OF GOVERNORS NO. 18-91 RE: NOTICE OF MEETING - WEDNESDAY, MAY 22, 1991 __________________________________________________________ A meeting of the Board of Governors has been scheduled for Wednesday, May 22, 1991, commencing at 11:00 am in Salon A located on...

March 12, 1991 TO: BOARD OF GOVERNORS NO. 17-91 MEMBERS - ONE PER COMPLEX NO. 11-91 DIRECT MARKETING COMMITTEE NO. 8-91 MARKETING COMMITTEE NO. 10-91 PUBLIC INFORMATION COMMITTEE NO. 8-91 RESEARCH COMMITTEE NO. 7-91 SALES FORCE MARKETING COMMITTEE NO. 8-91 SHAREHOLDER COMMUNICATIONS...

March 5, 1991 TO: BOARD OF GOVERNORS NO. 15-91 STATE LIAISON COMMITTEE NO. 6-91 UNIT INVESTMENT TRUST COMMITTEE NO. 8-91 RE: INSTITUTE TO APPEAL ADVERSE DECISION IN MINNESOTA LAWSUIT __________________________________________________________ As you know, the Institute commenced a...