Board of Governors Content

May 24, 1991 TO: BOARD OF GOVERNORS NO. 35-91 MEMBERS - ONE PER COMPLEX NO. 20-91 DIRECT MARKETING COMMITTEE NO. 15-91 MARKETING COMMITTEE NO. 20-91 PUBLIC INFORMATION COMMITTEE NO. 18-91 RESEARCH COMMITTEE NO. 12-91 SALES FORCE MARKETING COMMITTEE NO. 16-91 SHAREHOLDER COMMUNICATIONS...

May 17, 1991 TO: BOARD OF GOVERNORS NO. 34-91 RE: INSTITUTE TESTIMONY ON FINANCIAL SERVICES REFORM __________________________________________________________ On May 16, the Institute testified before the Senate Banking Committee on legislation to modernize the financial services...

May 14, 1991 TO: BOARD OF GOVERNORS NO. 33-91 SEC RULES MEMBERS NO. 30-91 RULE 12b-1 AD HOC COMMITTEE RE: INSTITUTE FILES COMMENT LETTER WITH SEC URGING PROMPT APPROVAL OF NASD PROPOSAL TO REGULATE ASSET-BASED SALES CHARGES __________________________________________________________ As...

May 9, 1991 TO: BOARD OF GOVERNORS NO. 32-91 FEDERAL LEGISLATION COMMITTEE NO. 6-91 TAX COMMITTEE NO. 12-91 ACCOUNTING/TREASURERS COMMITTEE NO. 8-91 INVESTMENT ISSUES COMMITTEE NO. 2-91 RE: LETTERS IN SUPPORT OF REPEAL OF 30 PERCENT TEST _______________________________________________...

May 8, 1991 TO: BOARD OF GOVERNORS NO. 31-91 EXECUTIVE COMMITTEE NO. 9-91 RE: PRIVATE RECEPTION WITH SENATE FINANCE COMMITTEE CHAIRMAN LLOYD BENTSEN __________________________________________________________ In conjunction with the Executive Committee, Board of Governors and General...

May 6, 1991 TO: BOARD OF GOVERNORS NO. 30-91 TAX MEMBERS NO. 12-91 OPERATIONS COMMITTEE NO. 14-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 23-91 RE: CONGRESSIONAL PROPOSAL TO REQUIRE SHAREHOLDER BASIS REPORTING __________________________________________________________ As you may know...

May 2, 1991 TO: BOARD OF GOVERNORS NO. 29-91 RE: PROPOSED MINUTES OF JANUARY 30-31, 1991 MEETING __________________________________________________________ Attached hereto is a copy of the minutes of January 30-31, 1991 which are proposed to be presented to the Board of Governors at...

April 29, 1991 TO: BOARD OF GOVERNORS NO. 28-91 SEC RULES COMMITTEE NO. 24-91 INTERNATIONAL COMMITTEE NO. 5-91 RE: INSTITUTE TESTIFIES IN SUPPORT OF THE "FAIR TRADE IN FINANCIAL SERVICES ACT OF 1991" __________________________________________________________ The Institute recently...

April 25, 1991 TO: BOARD OF GOVERNORS NO. 27-91 SEC RULES MEMBERS NO. 27-91 SMALL FUNDS MEMBERS NO. 7-91 RULE 12b-1 AD HOC COMMITTEE RE: SEC APPROVES NASD PROPOSAL TO REQUIRE DISCLOSURE OF DEFERRED SALES CHARGE ON CONFIRMATION STATEMENT ________________________________________________...

April 24, 1991 TO: BOARD OF GOVERNORS NO. 26-91 RE: INSTITUTE TESTIMONY ON ADMINISTRATION'S FINANCIAL SERVICES RESTRUCTURING BILL __________________________________________________________ On Thursday, April 18, the Institute testified before the Subcommittee on Financial Institutions...