Board of Governors Content

- 1 - December 14, 1989 TO: BOARD OF GOVERNORS NO. 76-89 SEC RULES MEMBERS NO. 70-89 OPERATIONS MEMBERS NO. 35-89 RE: UNIFORM TOD SECURITY REGISTRATION ACT __________________________________________________________ In March 1986, the National Conference of Commissioners on Uniform...

December 13, 1989 TO: BOARD OF GOVERNORS NO. 75-89 MONEY MARKET FUND CHIEF EXECUTIVE OFFICERS NO. 11-89 SEC RULES COMMITTEE NO. 76-89 RE: SEC STAFF RESPONSE TO INSTITUTE LETTER ON MONEY MARKET FUNDS __________________________________________________________ Attached is a copy of the...

- 1 - December 12, 1989 TO: BOARD OF GOVERNORS NO. 74-89 RE: SIA PROPOSAL ON GLASS-STEAGALL __________________________________________________________ The Securities Industry Association has proposed a legislative plan that would amend the Glass-Steagall Act by permitting banking...

December 11, 1989 TO: BOARD OF GOVERNORS NO. 73-89 SEC RULES MEMBERS NO. 68-89 UNIT INVESTMENT TRUST MEMBERS NO. 67-89 CLOSED-END FUND MEMBERS NO. 66-89 ACCOUNTING/TREASURERS COMMITTEE NO. 54-89 BROKER/DEALER ADVISORY COMMITTEE NO. 55-89 JOINT TASK FORCE ON UIT YIELD YIELD...

December 5, 1989 TO: BOARD OF GOVERNORS NO. 72-89 SEC RULES MEMBERS NO. 65-89 RULE 12b-1 AD HOC COMMITTEE RE: NASD PROPOSAL REQUIRING DISCLOSURE OF CDSL ON CONFIRMATION STATEMENT __________________________________________________________ The NASD has proposed an amendment to its Rules...

November 16, 1989 TO: BOARD OF GOVERNORS NO. 71-89 MEMBERS - ONE PER COMPLEX NO. 37-89 DIRECT MARKETING COMMITTEE NO. 37-89 PUBLIC INFORMATION COMMITTEE NO. 35-89 SALES FORCE MARKETING COMMITTEE NO. 39-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 31-89 RE: Wall Street Journal letter __...

November 10, 1989 TO: BOARD OF GOVERNORS NO. 70-89 SEC RULES COMMITTEE NO. 70-89 MONEY MARKET FUND CHIEF EXECUTIVE OFFICERS NO. 9-89 RE: INSTITUTE LETTER TO SEC STAFF CONCERNING REGULATION OF MONEY MARKET FUNDS __________________________________________________________ Attached is a...

November 8, 1989 TO: BOARD OF GOVERNORS NO. 69-89 MEMBERS - ONE PER COMPLEX NO. 35-89 DIRECT MARKETING COMMITTEE NO. 34-89 MARKETING COMMITTEE NO. 27-89 PUBLIC INFORMATION COMMITTEE NO. 31-89 RESEARCH COMMITTEE NO. 31-89 SALES FORCE MARKETING COMMITTEE NO. 34-89 SHAREHOLDER...

- 1 - November 3, 1989 TO: BOARD OF GOVERNORS NO. 68-89 SEC RULES COMMITTEE NO. 66-89 CLOSED-END FUND COMMITTEE NO. 48-89 UNIT INVESTMENT TRUST COMMITTEE NO. 74-89 RE: FED APPROVES APPLICATION OF BANK HOLDING COMPANY TO ENGAGE IN PRIVATE PLACEMENTS, BUT EXCLUDES SHARES OF AFFILIATED...

October 31, 1989 TO: BOARD OF GOVERNORS NO. 67-89 MEMBERS - ONE PER COMPLEX NO. 34-89 DIRECT MARKETING COMMITTEE NO. 33-89 PUBLIC INFORMATION COMMITTEE NO. 30-89 SALES FORCE MARKETING COMMITTEE NO. 33-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 27-89 RE: Reply to Wall Street Journal...