Board of Governors Content

August 8, 1989 TO: BOARD OF GOVERNORS NO. 46-89 SEC RULES MEMBERS NO. 38-89 CLOSED-END FUND MEMBERS NO. 36-89 ACCOUNTING/TREASURERS COMMITTEE NO. 29-89 RE: PROPOSED AMENDMENTS TO FORM N-2; OEA STUDY ON CLOSED-END FUNDS __________________________________________________________...

August 2, 1989 TO: BOARD OF GOVERNORS NO. 45-89 SEC RULES COMMITTEE NO. 46-89 UNIT INVESTMENT TRUST COMMITTEE NO. 46-89 RE: BANC ONE WITHDRAWS APPLICATION TO BROKER SHARES OF AFFILIATED INVESTMENT COMPANIES __________________________________________________________ As we previously...

July 28, 1989 TO: BOARD OF GOVERNORS NO. 44-89 FEDERAL LEGISLATION MEMBERS NO. 8-89 RE: S. 1410, THE "INVESTMENT ADVISER SELF-REGULATION ACT" __________________________________________________________ On July 26, Securities Subcommittee Chairman Christopher Dodd (D-CT) and Ranking...

July 24, 1989 TO: BOARD OF GOVERNORS NO. 42-89 CLOSED-END FUND COMMITTEE NO. 28-89 SEC RULES COMMITTEE NO. 42-89 UNIT INVESTMENT TRUST COMMITTEE NO. 37-89 RE: INSTITUTE COMMENT LETTER ON FED PROPOSAL TO PERMIT BANK HOLDING COMPANIES TO UNDERWRITE AFFILIATE SECURITIES _________________...

July 24, 1989 TO: BOARD OF GOVERNORS NO. 43-89 SEC RULES MEMBERS NO. 32-89 RE: HOUSE ENERGY AND COMMERCE COMMITTEE REPORTS SEC FUNDING BILL __________________________________________________________ The House Energy and Commerce Committee has reported a bill that would change the SEC...

July 13, 1989 TO: BOARD OF GOVERNORS NO. 41-89 RE: INSTITUTE COMMENT LETTER ON APPLICATION OF BANK HOLDING COMPANY TO BROKER SHARES OF AFFILIATED INVESTMENT COMPANIES __________________________________________________________ The Institute has submitted a comment letter to the Federal...

July 6, 1989 TO: BOARD OF GOVERNORS NO. 40-89 SEC RULES COMMITTEE NO. 34-89 UNIT INVESTMENT TRUST COMMITTEE NO. 31-89 RE: INSTITUTE COMMENT LETTER TO FEDERAL RESERVE BOARD ON BANC ONE MUTUAL FUND APPLICATION __________________________________________________________ The Institute has...

June 29, 1989 TO: BOARD OF GOVERNORS NO. 38-89 CLOSED-END FUND COMMITTEE NO. 22-89 SEC RULES COMMITTEE NO. 32-89 UNIT INVESTMENT TRUST COMMITTEE NO. 29-89 RE: FED PROPOSES TO PERMIT BANK HOLDING COMPANIES TO UNDERWRITE ASSET-BACKED SECURITIES OF AFFILIATES ____________________________...

June 29, 1989 TO: BOARD OF GOVERNORS NO. 39-89 MEMBERS - ONE PER COMPLEX NO. 21-89 TAX MEMBERS NO. 18-89 FEDERAL LEGISLATION COMMITTEE NO. 8-89 RE: HOUSE WAYS AND MEANS COMMITTEE VOTES TO REPEAL SECTION 67(c) __________________________________________________________ In closed session...

June 14, 1989 TO: BOARD OF GOVERNORS NO. 36-89 STATE SECURITIES MEMBERS NO. 22-89 SEC RULES COMMITTEE NO. 27-89 AD HOC RULE 12b-1 COMMITTEE RE: TESTIMONY IN CALIFORNIA CONCERNING CDSLs __________________________________________________________ The Institute was recently invited to...