Board of Governors Content

* Rohrbaugh, et al. v. Investment Company Institute, Case No. 1:00CV01237 (D.C. Dist. Ct., May 31, 2000). [11933] June 7, 2000 TO: BOARD OF GOVERNORS No. 31-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 36-00 RE: LAWSUIT FILED AGAINST THE INSTITUTE ALLEGING VIOLATIONS OF SECTIONS 17(d) AND...

[11911] May 26, 2000 TO: BOARD OF GOVERNORS No. 30-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 34-00 SEC RULES MEMBERS No. 35-00 RE: ICI 2000 GENERAL MEMBERSHIP MEETING SPEECHES ______________________________________________________________________________ Paul Roye, Director of the...

[11904] May 25, 2000 TO: BOARD OF GOVERNORS No. 29-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 33-00 PUBLIC INFORMATION COMMITTEE No. 19-00 SHAREHOLDER COMMUNICATIONS COMMITTEE No. 9-00 RE: NATIONAL URBAN LEAGUE/ICI EDUCATION FOUNDATION INVESTOR AWARENESS CAMPAIGN _______________________...

[11901] May 23, 2000 TO: BOARD OF GOVERNORS No. 28-00 INVESTMENT ADVISERS COMMITTEE No. 17-00 SEC RULES COMMITTEE No. 80-00 RE: ICI SUBMISSION FOR SEC ROUNDTABLE ON INVESTMENT ADVISER ISSUES ______________________________________________________________________________ The Institute...

* Securities Exchange Act Release No. 42450 (February 23, 2000), 65 FR 10577 (February 28, 2000). [11894] May 19, 2000 TO: BOARD OF GOVERNORS No. 27-00 EQUITY MARKETS ADVISORY COMMITTEE No. 32-00 SEC RULES COMMITTEE No. 76-00 RE: INSTITUTE COMMENT LETTER ON SEC CONCEPT RELEASE...

[11884] May 15, 2000 TO: BOARD OF GOVERNORS No. 26-00 FEDERAL LEGISLATION MEMBERS No. 6-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 31-00 PUBLIC INFORMATION COMMITTEE No. 18-00 RE: WHITE HOUSE PRIVACY BILL INTRODUCED IN CONGRESS ___________________________________________________________...

* The Institute, together with the Maryland Securities Association and Alliance Capital Management, submitted a brief as amici curiae urging the Maryland Court of Appeals to affirm the constitutionality of the 1998 law. See Memorandum to Board of Governors No. 8-00, Closed-End...

[11817] April 14, 2000 TO: BOARD OF GOVERNORS No. 25-00 RE: SPEECH ON INSTITUTE PRIORITY ISSUES IN EUROPE ______________________________________________________________________________ At its January meeting the Board of Governors directed the Institute to emphasize two issues in the...

[11811] April 13, 2000 TO: BOARD OF GOVERNORS No. 22-00 RE: PROPOSED MINUTES OF WINTER 2000 BOARD OF GOVERNORS MEETING _____________________________________________________________________________ Attached is a copy of the minutes of the January 31 – February 1, 2000 Board meeting...