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Memo#
10852

SEC CREATES WEB-BASED ""MUTUAL FUND FEE CALCULATOR""

[10852] November 3, 1999 TO: BOARD OF GOVERNORS No. 68-99 RE: SEC CREATES WEB-BASED ""MUTUAL FUND FEE CALCULATOR"" ______________________________________________________________________________ The SEC has posted an interactive program addressing mutual fund fees on its public website...
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11368

ICI COMMENT LETTER ON NASDR PROPOSED SALESPERSON COMPENSATION RULES

* See Memorandum to Board of Governors No. 58-99, Closed-End Investment Company Committee No. 28-99, SEC Rules Committee No 63-99, and Unit Investment Trust Committee No. 19-99, dated September 7, 1999. [11368] November 1, 1999 TO: BOARD OF GOVERNORS No. 66-99 CLOSED-END INVESTMENT...
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Memo#
11371

VICE PRESIDENT - LEGISLATIVE AFFAIRS

[11371] November 1, 1999 TO: BOARD OF GOVERNORS No. 67-99 RE: VICE PRESIDENT - LEGISLATIVE AFFAIRS ______________________________________________________________________________ I am writing to inform you that the Institute’s Vice President  Legislative Affairs, Leslie Woolley, has...
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Memo#
11336

1999-2000 DIRECTORY OF MUTUAL FUNDS, CLOSED-END FUNDS AND UIT SPONSORS

[11336] October 22, 1999 TO: BOARD OF GOVERNORS No. 64-99 CLOSED-END INVESTMENT COMPANY MEMBERS No. 38-99 DIRECT MARKETING COMMITTEE No. 16-99 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 23-99 INVESTMENT ADVISER MEMBERS No. 20-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 94-99 PUBLIC...
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Memo#
11319

INSTITUTE LETTER TO CHAIRMAN LEVITT ON SECURITIES MARKETS

1 See Memorandum to Board of Governors No. 61-99, Equity Markets Advisory Committee No. 30-99, and SEC Rules Committee No. 72-99, dated September 30, 1999. 1 [11319] October 19, 1999 TO: BOARD OF GOVERNORS No. 62-99 EQUITY MARKETS ADVISORY COMMITTEE No. 33-99 SEC RULES COMMITTEE No...
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11280

CHAIRMAN LEVITT'S REMARKS REGARDING CHANGES IN THE SECURITIES MARKETS

* Dynamic Markets, Timeless Principles, Remarks by Chairman Arthur Levitt, U.S. Securities and Exchange Commission, Columbia Law School, New York, N.Y., September 23, 1999 (available at http://www.sec.gov/news/speeches). [11280] September 30, 1999 TO: BOARD OF GOVERNORS No. 61-99...
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Memo#
11273

FINAL SCHEDULE OF EVENTS FOR OCTOBER BOARD MEETING

[11273] September 24, 1999 TO: BOARD OF GOVERNORS No. 60-99 RE: FINAL SCHEDULE OF EVENTS FOR OCTOBER BOARD MEETING ______________________________________________________________________________ Attached is a final schedule of events for the Friday, October 8, 1999 Board meeting. The...