Board of Governors Content

[11733] March 15, 2000 TO: BOARD OF GOVERNORS No. 12-00 FEDERAL LEGISLATION MEMBERS No. 2-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 17-00 PUBLIC INFORMATION COMMITTEE No. 9-00 RE: HOUSE PASSES PENSION PROVISIONS LINKED TO MINIMUM WAGE INCREASE BILL (H.R. 3081) _________________________...

1 Release Nos. 34-32484, IC-24326, and IA-1856 (the Proposing Release). The Proposing Release has not been published in the Federal Register yet, but it is available on the SEC’s web site at http://www.sec.gov/rules/proposed/34-42484.htm. 2 The distinction between customers and...

[11686] March 2, 2000 TO: BOARD OF GOVERNORS No. 10-00 INVESTMENT COMPANY DIRECTORS No. 5-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 12-00 SEC RULES COMMITTEE No. 29-00 RE: WORKSHOP FOR NEW FUND DIRECTORS - APRIL 14, 2000 _________________________________________________________________...

* Remarks of Chairman Arthur Levitt, Securities and Exchange Commission, before the Mutual Fund Directors Education Council Conference, Washington, D.C., February 17, 2000. Attached to the speech is a "fact sheet" on the Commission's special review of fund advertising. 1 [11667]...

1 See Memorandum to Board of Governors No. 26-98, Closed-End Investment Company Members No. 13-98, and SEC Rules Members No. 33-98, dated May 12, 1998. 2 See Strougo v. Padegs, 964 F.Supp. 783 (S.D.N.Y. 1997). This decision held that, for purposes of Maryland law, receipt of directors...

[11615] February 8, 2000 TO: BOARD OF GOVERNORS No. 7-00 RE: ADMINISTRATION'S PROPOSAL TO REQUIRE FUND DISTRIBUTORS TO CAPITALIZE COMMISSIONS PAID ON SALE OF B SHARES ______________________________________________________________________________ As discussed at the Board of Governors’...

* See Memorandum to Small Funds Members No. 10-99, dated Oct. 22, 1999, Memorandum to Small Funds Committee No. 15-99, dated Oct. 22, 1999, Memorandum to Closed-End Investment Company Members No. 37-99, Investment Company Directors No. 11-99 and SEC Rules Members No. 62-99, dated Oct...

1 Strougo v. BEA Associates, 98 Civ. 3725 (S.D.N.Y. Jan. 19, 2000). 2 Strougo v. BEA Associates, 98 Civ. 3725 (S.D.N.Y. Mar. 11, 1999). See Memorandum to Board of Governors No. 21-99, Closed-End Investment Company Members No. 11-99, Director Services Committee No. 12-99, and SEC Rules...

[11551] January 13, 2000 TO: BOARD OF GOVERNORS No. 4-00 INVESTMENT COMPANY DIRECTORS No. 1-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 3-00 SEC RULES COMMITTEE No. 8-00 RE: WORKSHOP FOR NEW FUND DIRECTORS - APRIL 14TH, 2000 _______________________________________________________________...

[11542] January 11, 2000 TO: BOARD OF GOVERNORS No. 3-00 FEDERAL LEGISLATION MEMBERS No. 1-00 PUBLIC INFORMATION COMMITTEE No. 2-00 RE: 2000 GOVERNMENT AFFAIRS MATERIALS ______________________________________________________________________________ Among its responsibilities, the...