Board of Governors Content

[12751] October 25, 2000 TO: BOARD OF GOVERNORS No. 62-00 FEDERAL LEGISLATION MEMBERS No. 14-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 74-00 PUBLIC INFORMATION COMMITTEE No. 35-00 RE: CONGRESS ENACTS LEGISLATION TO INCREASE THE CEILING ON H-1B VISAS FOR HIGHLY SKILLED, NONIMMIGRANT...

[12763] October 19, 2000 TO: BOARD OF GOVERNORS No. 61-00 RE: INSTITUTE FILES REPLY TO PLAINTIFFS’ OPPOSITION TO MOTION TO DISMISS ROHRBAUGH ACTION As we previously informed you, in September the plaintiffs in the Rohrbaugh action against the Institute filed a Memorandum in Opposition...

[12754] October 19, 2000 TO: BOARD OF GOVERNORS No. 59-00 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-00 DIRECTOR SERVICES COMMITTEE No. 15-00 SEC RULES COMMITTEE No. 122-00 RE: COURT AFFIRMS DISMISSAL OF CLASS ACTIONS ALLEGING BREACH OF FIDUCIARY DUTY AGAINST FUND DIRECTORS AND...

[12760] October 19, 2000 TO: BOARD OF GOVERNORS No. 60-00 RE: SEC CHAIRMAN LEVITT’S REMARKS ON 60TH ANNIVERSARIES OF THE INVESTMENT COMPANY ACT AND THE INSTITUTE On Thursday, October 6th, the Institute held a dinner commemorating the 60th anniversaries of the Investment Company Act...

[12704] October 3, 2000 TO: BOARD OF GOVERNORS No. 58-00 INVESTMENT COMPANY DIRECTORS No. 14-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 68-00 SEC RULES COMMITTEE No. 119-00 RE: 2000 INVESTMENT COMPANY DIRECTORS CONFERENCE - FINAL PROGRAM The Investment Company Institute is holding its...

[12690] September 29, 2000 TO: BOARD OF GOVERNORS No. 57-00 PRIMARY CONTACTS - MEMBER COMPLEX No. 64-00 RE: IMMEDIATE ACTION REQUESTED ON RETIREMENT LEGISLATION We need your immediate help in contacting members of Congress in support of legislation that would make the most significant...

[12658] September 21, 2000 TO: BOARD OF GOVERNORS No. 55-00 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-00 DIRECTOR SERVICES COMMITTEE No. 13-00 SEC RULES COMMITTEE No. 115-00 RE: SEC SUBMITS SUPPLEMENTAL AMICUS BRIEF ON IMPLIED PRIVATE RIGHT OF ACTION UNDER SECTION 36(a) OF THE...

[12661] September 21, 2000 TO: BOARD OF GOVERNORS No. 56-00 RE: PLAINTIFFS FILE OPPOSITION TO INSTITUTE’S MOTION TO DISMISS ROHRBAUGH ACTION As we previously informed you, in July the Institute filed a Motion to Dismiss the Rohrbaugh action against the Institute.* On September 18th...

September 18, 2000 TO: BOARD OF GOVERNORS No. 54-00 INVESTMENT ADVISERS COMMITTEE No. 21-00 SEC RULES COMMITTEE No. 114-00 RE: INSTITUTE SUBMISSION TO SEC CONCERNING WEB-BASED INVESTMENT PROGRAMS The Institute has submitted the attached letter and memorandum to the Securities and...

[12409] September 14, 2000 TO: BOARD OF GOVERNORS No. 53-00 RE: IRS ISSUES GUIDANCE ON CAPITALIZATION OF 12B-1 FEES I am pleased to inform you that the Internal Revenue Service has issued Revenue Procedure 2000-38, which provides electing mutual fund distributors with certainty that...