Board of Governors Content

[13325] April 2, 2001 TO: BOARD OF GOVERNORS No. 15-01 DIRECTOR SERVICES COMMITTEE No. 3-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 25-01 SEC RULES MEMBERS No. 27-01 RE: ROYE AND FINK REMARKS AT 2001 MUTUAL FUNDS CONFERENCE Paul F. Roye, Director of the Securities and Exchange...

[13297] March 22, 2001 TO: BOARD OF GOVERNORS No. 14-01 FEDERAL LEGISLATION MEMBERS No. 3-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 23-01 PUBLIC INFORMATION COMMITTEE No. 7-01 RE: LEGISLATION TO ENHANCE IRAS AND PENSION PLANS INTRODUCED IN THE HOUSE Bipartisan legislation to encourage...

[13291] March 20, 2001 TO: BOARD OF GOVERNORS No. 13-01 RE: NOTICE OF MEETING - MAY 4, 2001 The next regular meeting of the Board of Governors is scheduled for 9:30 AM on Friday May 4, 2001, at the Institute. To assist you with scheduling, a preliminary schedule of events is attached...

[13172] February 20, 2001 TO: BOARD OF GOVERNORS No. 11-01 FEDERAL LEGISLATION MEMBERS No. 2-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 14-01 PUBLIC INFORMATION COMMITTEE No. 6-01 RE: INSTITUTE TESTIFIES IN SUPPORT OF SEC FEES REDUCTION AND STAFF RETENTION LEGISLATION On February 14...

[13176] February 20, 2001 TO: BOARD OF GOVERNORS No. 12-01 INVESTMENT COMPANY DIRECTORS No. 3-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 15-01 SEC RULES MEMBERS No. 17-01 RE: FINAL PROGRAM FOR WORKSHOP FOR NEW FUND DIRECTORS The Investment Company Institute is pleased to offer a...

[13143] February 7, 2001 TO: BOARD OF GOVERNORS No. 10-01 RE: ELECTRONIC COMMERCE ADVISORY COMMITTEE Several years ago, the Institute formed a committee of members to consider legal and regulatory issues related to the use of electronic commerce in the investment company industry. A...

[13103] January 31, 2001 TO: BOARD OF GOVERNORS No. 9-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 9-01 SEC RULES MEMBERS No. 9-01 RE: INSTITUTE PAPER ON PRIVACY COMPLIANCE FOR MUTUAL FUNDS Enclosed is a copy of an Institute paper entitled “Privacy of Consumer Financial Information...

[13081] January 24, 2001 TO: BOARD OF GOVERNORS No. 8-01 ACCOUNTING/TREASURERS MEMBERS No. 3-01 SEC RULES MEMBERS No. 8-01 TAX MEMBERS No. 7-01 TRANSFER AGENT ADVISORY COMMITTEE No. 9-01 RE: SEC ADOPTS MUTUAL FUND AFTER-TAX RETURN DISCLOSURE RULES The Securities and Exchange...

[13032] January 12, 2001 TO: BOARD OF GOVERNORS No. 5-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 6-01 SEC RULES COMMITTEE No. 3-01 RE: SEC STAFF REPORT ON MUTUAL FUND FEES AND EXPENSES The Securities and Exchange Commission yesterday issued the Division of Investment Management’s Report...

[13037] January 12, 2001 TO: BOARD OF GOVERNORS No. 6-01 RE: FISCAL YEAR 2002 MEETING SCHEDULE Attached is the Board of Governors meeting schedule for FY 2002. If you have any questions, please contact Larry Maffia at (202) 326-5857. Matthew P. Fink President Attachment Attachment (in...