Board of Governors Content

[14085] October 26, 2001 TO: BOARD OF GOVERNORS No. 55-01 COMPLIANCE ADVISORY COMMITTEE No. 51-01 INTERNAL AUDIT ADVISORY COMMITTEE No. 6-01 INTERNATIONAL MEMBERS No. 20-01 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 12-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 79-01 SEC RULES...

[14066] October 18, 2001 TO: BOARD OF GOVERNORS No. 53-01 INVESTMENT ADVISERS COMMITTEE No. 24-01 SEC RULES COMMITTEE No. 84-01 RE: ICI RESPONSE TO SEC’S DENIAL OF RULEMAKING PETITION CONCERNING PORTFOLIO INVESTMENT PROGRAMS As we previously informed you, in August 2001 the Securities...

[14013] October 4, 2001 TO: BOARD OF GOVERNORS No. 51-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 74-01 SEC RULES MEMBERS No. 67-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 31-01 COMPLIANCE ADVISORY COMMITTEE No. 45-01 ACCOUNTING/TREASURERS MEMBERS No. 28-01 DIRECTOR SERVICES COMMITTEE...

[14023] October 4, 2001 TO: BOARD OF GOVERNORS No. 52-01 FEDERAL LEGISLATION MEMBERS No. 13-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 75-01 PUBLIC INFORMATION COMMITTEE No. 25-01 RE: HOUSE COMMITTEE APPROVES INVESTMENT ADVICE LEGISLATION On October 3, 2001, the House Education and the...

[13966] September 21, 2001 TO: BOARD OF GOVERNORS No. 50-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 67-01 SEC RULES COMMITTEE No. 77-01 SMALL FUNDS COMMITTEE No. 13-01 RE: SEC EXTENDS TEMPORARY EXEMPTIVE RELIEF CONCERNING BORROWING AND LENDING BY MUTUAL FUNDS THROUGH SEPTEMBER 28TH The...

[13964] September 21, 2001 TO: ALL STANDING COMMITTEES No. 2-01 BOARD OF GOVERNORS No. 49-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 66-01 RE: INDUSTRY-RELATED AND OTHER RELIEF EFFORTS As you undoubtedly know, a number of Institute members were among those whose lives were taken on...

[13948] September 17, 2001 TO: BOARD OF GOVERNORS No. 48-01 FEDERAL LEGISLATION MEMBERS No. 12-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 65-01 PUBLIC INFORMATION COMMITTEE No. 24-01 RE: INCREASED EFFORTS TO ADDRESS TREATMENT OF CAPITAL GAINS DISTRIBUTIONS Representative Jim Saxton (R...

BY EMAIL [13947] September 14, 2001 TO: BOARD OF GOVERNORS No. 46-01 RE: WEEKEND COMMUNICATIONS, SEPTEMBER 15 AND 16, 2001 As you may know, on Saturday, September 15, 2001 the NYSE and Nasdaq plan to test communication systems between the two markets, their participant firms and the...

[13944] September 14, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 28-01 BOARD OF GOVERNORS No. 45-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 63-01 SEC RULES COMMITTEE No. 74-01 RE: SEC STAFF PROVIDES RELIEF ALLOWING FUNDS TO RECEIVE PRICING INFORMATION THROUGH AUDITING FIRMS We...