Board of Governors Content

[14531] March 13, 2002 TO: BOARD OF GOVERNORS No. 9-02 CLOSED-END INVESTMENT COMPANY MEMBERS No. 10-02 DIRECTOR SERVICES COMMITTEE No. 3-02 SEC RULES MEMBERS No. 18-02 RE: SECOND CIRCUIT COURT OF APPEALS VACATES AND REMANDS DISTRICT COURT DISMISSAL OF CLASS ACTION CLAIMS The United...

[14532] March 13, 2002 TO: BOARD OF GOVERNORS No. 10-02 FEDERAL LEGISLATION MEMBERS No. 4-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 21-02 PUBLIC INFORMATION COMMITTEE No. 9-02 TAX COMMITTEE No. 8-02 RE: TREASURY LETTER TO ICI ON CAPITAL GAINS DEFERRAL On October 12, 2001, Terry Glenn...

[14527] March 12, 2002 TO: BOARD OF GOVERNORS No. 8-02 CLOSED-END INVESTMENT COMPANY MEMBERS No. 9-02 DIRECTOR SERVICES COMMITTEE No. 2-02 SEC RULES MEMBERS No. 17-02 RE: COURT GRANTS ADVISER’S MOTION TO DISMISS COMPLAINT ALLEGING VIOLATIONS OF SECTIONS 36(a) AND (b) OF THE 1940 ACT...

[14511] March 7, 2002 TO: BOARD OF GOVERNORS No. 7-02 INVESTMENT COMPANY DIRECTORS No. 3-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 16-02 SEC RULES MEMBERS No. 13-02 RE: 2002 DIRECTORS’ FORUM (APRIL 24, 2002) - FINAL PROGRAM As previously announced, the Investment Company Institute will...

[14481] February 26, 2002 TO: BOARD OF GOVERNORS No. 6-02 FEDERAL LEGISLATION MEMBERS No. 3-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 14-02 PUBLIC INFORMATION COMMITTEE No. 7-02 RE: 2002 GOVERNMENT AFFAIRS MATERIALS Among its responsibilities, the Institute’s Legislative Affairs...

[14461] February 14, 2002 TO: BOARD OF GOVERNORS No. 5-02 CLOSED-END INVESTMENT COMPANY MEMBERS No. 6-02 INVESTMENT COMPANY DIRECTORS No. 2-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 11-02 SEC RULES MEMBERS No. 10-02 SMALL FUNDS MEMBERS No. 4-02 RE: SEC STAFF LETTER CONCERNING...

[14452] February 11, 2002 TO: BOARD OF GOVERNORS No. 4-02 INVESTMENT COMPANY DIRECTORS No. 1-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 8-02 SEC RULES MEMBERS No. 9-02 RE: MARK YOUR CALENDAR - ANNUAL DIRECTORS CONFERENCE (OCTOBER 16-18, 2002) The Institute’s Ninth Annual Directors...

[14376] January 18, 2002 TO: BOARD OF GOVERNORS No. 3-02 FEDERAL LEGISLATION MEMBERS No. 2-02 PUBLIC INFORMATION COMMITTEE No. 2-02 RE: PRESIDENT SIGNS SEC FEES REDUCTION LEGISLATION INTO LAW On January 16, the “Investor and Capital Markets Fee Relief Act” (H.R. 1088) was signed into...

[14308] January 8, 2002 TO: BOARD OF GOVERNORS No. 2-02 SEC RULES COMMITTEE No. 2-02 RE: INSTITUTE LETTER TO SEC REGARDING THE REGULATION OF RISKLESS PRINCIPAL TRANSACTIONS UNDER THE INVESTMENT COMPANY ACT The Institute recently sent a letter to the Securities and Exchange Commission...

[14282] January 3, 2002 TO: BOARD OF GOVERNORS No. 1-02 FEDERAL LEGISLATION MEMBERS No. 1-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 1-02 PUBLIC INFORMATION COMMITTEE No. 1-02 RE: CONGRESS CLEARS SEC FEES REDUCTION BILL On the last day of the first session of the 107th Congress, the...