Board of Governors Content

[15100] September 5, 2002 TO: BOARD OF GOVERNORS No. 33-02 INVESTMENT COMPANY DIRECTORS No. 8-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 77-02 SEC RULES COMMITTEE No. 71-02 RE: 2002 INVESTMENT COMPANY DIRECTORS’ CONFERENCE - FINAL PROGRAM The Investment Company Institute is holding its...

[15025] August 12, 2002 TO: BOARD OF GOVERNORS No. 31-02 RE: OCTOBER BOARD MEETING The first meeting of the Board of Governors for Fiscal Year 2003 is scheduled for Friday, October 4, 2002 at 9:30 am. The meeting will be held in the David Silver Conference Room on the 12th floor of...

[14990] August 2, 2002 TO: BOARD OF GOVERNORS No. 30-02 RE: RESOLUTION OF APPRECIATION FOR OUTGOING CHAIRMAN, TERRY K. GLENN Terry Glenn will be stepping down as Institute Chair at the October 4, 2002 meeting of the Board of Governors after two years of outstanding service to the...

[14977] August 1, 2002 TO: SEC RULES COMMITTEE No. 63-02 BOARD OF GOVERNORS No. 29-02 RE: ICI SUBMISSION ON RELEVANCE OF SEC CORPORATE DISCLOSURE INITIATIVES TO FREQUENCY OF FUND PORTFOLIO HOLDINGS DISCLOSURE As you know, the ICI has expressed strong opposition to various rulemaking...

[14976] July 30, 2002 TO: BOARD OF GOVERNORS No. 27-02 RE: MUTUAL FUND INDUSTRY ACTIVITIES REGARDING CORPORATE AND MARKET REFORMS At its meeting on May 3, 2002, the Board of Governors discussed the industry’s activities regarding corporate and market reforms. I thought you might be...

[14918] July 16, 2002 TO: BOARD OF GOVERNORS No. 25-02 FEDERAL LEGISLATION MEMBERS No. 9-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 56-02 PUBLIC INFORMATION COMMITTEE No. 22-02 RESEARCH COMMITTEE No. 13-02 RE: SENATE FINANCE COMMITTEE APPROVES PENSION REFORM BILL; DEFINED CONTRIBUTION...

[14907] July 15, 2002 TO: BOARD OF GOVERNORS No. 24-02 INVESTMENT COMPANY DIRECTORS No. 6-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 55-02 SEC RULES COMMITTEE No. 57-02 RE: 2002 INVESTMENT COMPANY DIRECTORS’ CONFERENCE - PRELIMINARY PROGRAM The Investment Company Institute is holding...

[14890] July 9, 2002 TO: BOARD OF GOVERNORS No. 23-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 52-02 RE: DISTRICT COURT GRANTS MOTION TO DISMISS IN ROHRBAUGH ACTION The D.C. District Court has dismissed the Rohrbaugh case against the Institute, which was filed by shareholders in three...

[14822] June 26, 2002 TO: BOARD OF GOVERNORS No. 21-02 FEDERAL LEGISLATION MEMBERS No. 7-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 47-02 PUBLIC INFORMATION COMMITTEE No. 19-02 RE: HOUSE PASSES BILL TO MAKE THE IRA AND PENSION PROVISIONS OF EGTRRA PERMANENT On June 21, the House of...

[14771] May 29, 2002 TO: BOARD OF GOVERNORS No. 20-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 42-02 SEC RULES MEMBERS No. 42-02 RE: ICI 2002 GENERAL MEMBERSHIP MEETING SPEECHES SEC Chairman Harvey L. Pitt, Terry K. Glenn, Chairman of the Institute’s Board of Governors, and Institute...