Board of Governors Content

[14270] December 21, 2001 TO: BOARD OF GOVERNORS No. 64-01 INVESTMENT COMPANY DIRECTORS No. 10-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 96-01 SEC RULES MEMBERS No. 84-01 RE: PRELIMINARY PROGRAM FOR APRIL 24, 2002 DIRECTORS’ FORUM The Investment Company Institute is pleased to offer a...

[14219] December 13, 2001 TO: BOARD OF GOVERNORS No. 62-01 BROKER/DEALER ADVISORY COMMITTEE No. 31-01 BROKER/DEALER ASSOCIATE MEMBERS No. 10-01 COMPLIANCE ADVISORY COMMITTEE No. 64-01 INTERNAL AUDIT ADVISORY COMMITTEE No. 10-01 INTERNATIONAL MEMBERS No. 23-01 INTERNATIONAL OPERATIONS...

[14222] December 13, 2001 TO: BOARD OF GOVERNORS No. 61-01 RE: 2001 ICI MEMBERSHIP SURVEYS Earlier this year the Institute, with the assistance of Dr. Philip Kuehl of the survey research firm Westat, surveyed member company CEOs/Primary Contacts and representatives serving on ICI...

[14223] December 13, 2001 TO: BOARD OF GOVERNORS No. 63-01 RE: JANUARY 2002 BOARD OF GOVERNORS MEETINGS The Institute’s Board of Governors Winter meeting will be held January 28 – 29, 2002 at the Four Seasons in Scottsdale, Arizona. The meeting schedule is based on the recommendations...

[14194] November 29, 2001 TO: BOARD OF GOVERNORS No. 60-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 89-01 FEDERAL LEGISLATION MEMBERS No. 17-01 OPERATIONS COMMITTEE No. 32-01 TAX COMMITTEE No. 31-01 ACCOUNTING/TREASURERS COMMITTEE No. 35-01 RE: INDUSTRY LETTER TO CONGRESS REQUESTING TAX...

[14172] November 21, 2001 TO: BOARD OF GOVERNORS No. 59-01 BROKER/DEALER ADVISORY COMMITTEE No. 28-01 COMPLIANCE ADVISORY COMMITTEE No. 59-01 INTERNAL AUDIT ADVISORY COMMITTEE No. 9-01 INTERNATIONAL MEMBERS No. 22-01 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 16-01 PRIMARY...

[14155] November 16, 2001 TO: BOARD OF GOVERNORS No. 58-01 FEDERAL LEGISLATION MEMBERS No. 16-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 87-01 PUBLIC INFORMATION COMMITTEE No. 29-01 RE: HOUSE OF REPRESENTATIVES APPROVES INVESTMENT ADVICE LEGISLATION On November 15, 2001, the House of...

[14128] November 13, 2001 TO: BOARD OF GOVERNORS No. 57-01 FEDERAL LEGISLATION MEMBERS No. 15-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 84-01 PUBLIC INFORMATION COMMITTEE No. 28-01 RE: INVESTMENT ADVICE BILL APPROVED BY HOUSE WAYS AND MEANS COMMITTEE On November 7, 2001, the House Ways...

[14114] November 7, 2001 TO: BOARD OF GOVERNORS No. 56-01 RE: REVISED HOTEL RATE FOR JANUARY BOARD MEETING We have renegotiated the room rate for the January Board meeting at the Four Seasons in Scottsdale. The revised rate is $450 per night rather than the $560 shown in our previous...

[14087] October 26, 2001 TO: BOARD OF GOVERNORS No. 54-01 RE: PRELIMINARY INFORMATION REGARDING JANUARY 2002 BOARD OF GOVERNORS MEETINGS The Institute’s Board of Governors Winter meeting will be held January 28 – 29, 2002 at the Four Seasons in Scottsdale, Arizona. While we recognize...