Board of Governors Content

[14743] May 23, 2002 TO: BOARD OF GOVERNORS No. 19-02 RE: ICI SUBMISSIONS ON CORPORATE GOVERNANCE AND ACCOUNTING ISSUES As we discussed at the last Board of Governors meeting, the Institute will express our support for initiatives arising out of the Enron bankruptcy that would enhance...

[14683] May 3, 2002 TO: BOARD OF GOVERNORS No. 18-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-02 INVESTMENT ADVISERS COMMITTEE No. 7-02 SEC RULES COMMITTEE No. 35-02 UNIT INVESTMENT TRUST COMMITTEE No. 11-02 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 3-02 RE: ICI...

[14652] April 19, 2002 TO: BOARD OF GOVERNORS No. 17-02 FEDERAL LEGISLATION MEMBERS No. 6-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 35-02 PUBLIC INFORMATION COMMITTEE No. 13-02 RE: HOUSE PASSES BILL TO MAKE PERMANENT THE PROVISIONS OF LAST YEAR’S TAX RELIEF LAW On April 18, the House...

[14636] April 16, 2002 TO: BOARD OF GOVERNORS No. 16-02 FEDERAL LEGISLATION MEMBERS No. 5-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 32-02 PUBLIC INFORMATION COMMITTEE No. 11-02 RE: HOUSE APPROVES PENSION LEGISLATION; INCLUDES INVESTMENT ADVICE PROVISIONS On April 11, the House of...

[14600] April 4, 2002 TO: BOARD OF GOVERNORS No. 15-02 INTERNATIONAL COMMITTEE No. 26-02 RE: EUROPEAN FINANCIAL SERVICES ROUND TABLE’S REPORT ON EUROPEAN FINANCIAL MARKET INTEGRATION Attached is a copy of a report commissioned by the European Financial Services Round Table on the...

[14589] March 28, 2002 TO: BOARD OF GOVERNORS No. 14-02 RE: NOTICE OF MEETING - MAY 3, 2002 The next regular meeting of the Board of Governors is scheduled for 9:30 AM on Friday, May 3, 2002 at the Institute. Robert R. Glauber, Chairman & CEO of the National Association of Securities...

[14586] March 27, 2002 TO: BOARD OF GOVERNORS No. 13-02 DIRECTOR SERVICES COMMITTEE No. 4-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 27-02 SEC RULES MEMBERS No. 22-02 RE: FINK AND ROYE REMARKS AT 2002 MUTUAL FUNDS CONFERENCE Institute President Matthew P. Fink and Paul F. Roye, Director...

[14555] March 19, 2002 TO: BOARD OF GOVERNORS No. 12-02 SEC RULES MEMBERS No. 20-02 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 1-02 RE: SECOND CIRCUIT CONFIRMS NO PRIVATE RIGHT OF ACTION UNDER SECTIONS 26 AND 27 OF THE INVESTMENT COMPANY ACT The U.S. Court of Appeals for the...

[14179] March 18, 2002 TO: ACCOUNTING/TREASURERS MEMBERS No. 4-02 BOARD OF GOVERNORS No. 11-02 COMPLIANCE ADVISORY COMMITTEE No. 21-02 END OF DAY PRICING FORUM No. 2-02 INTERNATIONAL MEMBERS No. 3-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 24-02 SEC RULES MEMBERS No. 19-02 RE: INSTITUTE...