Board of Governors Content

[15755] March 13, 2003 TO: BOARD OF GOVERNORS No. 13-03 DIRECTOR SERVICES COMMITTEE No. 3-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 25-03 PUBLIC INFORMATION COMMITTEE No. 6-03 SEC RULES MEMBERS No. 32-03 RE: CONGRESSIONAL HEARING ON MUTUAL FUND INDUSTRY PRACTICES; GAO REPORT ON FUND...

[15750] March 13, 2003 TO: BOARD OF GOVERNORS No. 11-03 CLOSED-END INVESTMENT COMPANY MEMBERS No. 25-03 SEC RULES MEMBERS No. 30-03 SMALL FUNDS MEMBERS No. 12-03 RE: INSTITUTE COMMENT LETTER ON SEC’S PAPERWORK REDUCTION ACT ESTIMATES FOR FILING PROXY VOTING RECORDS ON FORM N-PX...

[15733] March 11, 2003 TO: BOARD OF GOVERNORS No. 10-03 FEDERAL LEGISLATION MEMBERS No. 2-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 24-03 PUBLIC INFORMATION COMMITTEE No. 5-03 RE: HOUSE COMMITTEE APPROVES PENSION LEGISLATION; INCLUDES INVESTMENT ADVICE PROVISIONS On March 6, the House...

[15699] February 26, 2003 TO: BOARD OF GOVERNORS No. 9-03 INVESTMENT COMPANY DIRECTORS No. 2-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 19-03 SEC RULES COMMITTEE No. 20-03 RE: FINAL PROGRAM FOR 2003 INVESTMENT COMPANY DIRECTORS’ WORKSHOP As previously announced, the Investment Company...

[15666] February 19, 2003 TO: BOARD OF GOVERNORS No. 8-03 BROKER/DEALER ADVISORY COMMITTEE No. 7-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 15-03 SEC RULES MEMBERS No. 22-03 RE: JOINT NASD/INDUSTRY BREAKPOINT TASK FORCE NASD has announced the formation of a task force to recommend ways...

[15660] February 14, 2003 TO: ACCOUNTING/TREASURERS MEMBERS No. 9-03 BOARD OF GOVERNORS No. 7-03 CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-03 SEC RULES MEMBERS No. 21-03 SMALL FUNDS MEMBERS No. 9-03 RE: ICI COMMENT LETTER ON SEC PROPOSAL ON SHAREHOLDER REPORTS AND PORTFOLIO...

[15628] February 6, 2003 TO: BOARD OF GOVERNORS No. 6-03 SEC RULES MEMBERS No. 16-03 SMALL FUNDS MEMBERS No. 7-03 CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-03 UNIT INVESTMENT TRUST MEMBERS No. 5-03 RE: SEC PROPOSALS RELATING TO INVESTMENT COMPANY AND INVESTMENT ADVISER COMPLIANCE...

[15607] February 5, 2003 TO: BOARD OF GOVERNORS No. 4-03 FEDERAL LEGISLATION MEMBERS No. 1-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 12-03 PUBLIC INFORMATION COMMITTEE No. 4-03 RE: ADMINISTRATION UNVEILS SAVINGS AND RETIREMENT PROPOSAL The President’s FY 2004 budget, released on...

[15623] February 5, 2003 TO: BOARD OF GOVERNORS No. 5-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-03 COMPLIANCE ADVISORY COMMITTEE No. 9-03 SEC RULES COMMITTEE No. 12-03 SMALL FUNDS COMMITTEE No. 5-03 RE: SEC ADOPTS RULES RELATING TO PROXY VOTING BY INVESTMENT COMPANIES AND...

[15536] January 16, 2003 TO: BOARD OF GOVERNORS No. 3-03 INVESTMENT COMPANY DIRECTORS No. 1-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 4-03 SEC RULES COMMITTEE No. 9-03 RE: PRELIMINARY PROGRAM FOR DIRECTORS’ WORKSHOP; MARK YOUR CALENDAR FOR 2003 DIRECTORS’ CONFERENCE Directors’ Workshop...