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16501

MEMBER REVIEW OF HANDLING OF MUTUAL FUND ORDERS AND MARKET TIMING POLICIES

[16501] September 5, 2003 TO: BOARD OF GOVERNORS No. 44-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 73-03 COMPLIANCE ADVISORY COMMITTEE No. 70-03 SEC RULES MEMBERS No. 118-03 SMALL FUNDS MEMBERS No. 48-03 ACCOUNTING/TREASURERS MEMBERS No. 40-03 RE: MEMBER REVIEW OF HANDLING OF MUTUAL...
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Memo#
16504

PRESIDENT MATTHEW P. FINK ANNOUNCES PLANS TO RETIRE

[16504] September 5, 2003 TO: BOARD OF GOVERNORS No. 45-03 CEOS PRIMARY CONTACTS - MEMBER COMPLEX No. 75-03 RE: PRESIDENT MATTHEW P. FINK ANNOUNCES PLANS TO RETIRE Matt reached normal retirement age three years ago but with the encouragement of the Board of Governors has continued as...
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Memo#
16455

OCTOBER BOARD MEETING

[16455] August 20, 2003 TO: BOARD OF GOVERNORS No. 42-03 RE: OCTOBER BOARD MEETING The first meeting of the Board of Governors for Fiscal Year 2004 is scheduled for Friday, October 3, 2003 at 9:30 am. The meeting is expected to end no later than 2:00 pm. Additionally, at the...
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Memo#
16444

ICI RESPONSE TO FORTUNE MAGAZINE ARTICLE, "DIRTY LITTLE SECRETS..."

[16444] August 15, 2003 TO: BOARD OF GOVERNORS No. 41-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 65-03 RE: ICI RESPONSE TO FORTUNE MAGAZINE ARTICLE, "DIRTY LITTLE SECRETS..." Attached is the Institute’s letter to the Editor in response to the Fortune magazine article, “Dirty Little...
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Memo#
16399

CONGRESSIONAL LETTER URGING SEC ACTION ON MUTUAL FUND MEASURES

[16399] August 1, 2003 TO: BOARD OF GOVERNORS No. 39-03 DIRECTOR SERVICES COMMITTEE No. 16-03 CLOSED-END INVESTMENT COMPANY MEMBERS No. 66-03 FEDERAL LEGISLATION MEMBERS No. 15-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 62-03 PUBLIC INFORMATION COMMITTEE No. 26-03 SEC RULES MEMBERS No...