Board of Governors Content

[16708] October 29, 2003 TO: BOARD OF GOVERNORS No. 56-03 FEDERAL LEGISLATION MEMBERS No. 20-03 INTERNATIONAL MEMBERS No. 39-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 91-03 PUBLIC INFORMATION COMMITTEE No. 36-03 TAX MEMBERS No. 59-03 RE: BILL APPROVED BY HOUSE COMMITTEE WOULD ENHANCE...

[16683] October 20, 2003 TO: BOARD OF GOVERNORS No. 55-03 CLOSED-END INVESTMENT COMPANY MEMBERS No. 82-03 SEC RULES MEMBERS No. 144-03 UNIT INVESTMENT TRUST MEMBERS No. 38-03 RE: ICI COMMENT LETTER ON NASD CASH COMPENSATION DISCLOSURE PROPOSAL As previously indicated, NASD recently...

[16650] October 9, 2003 TO: ACCOUNTING/TREASURERS MEMBERS No. 42-03 BOARD OF GOVERNORS No. 54-03 COMPLIANCE ADVISORY COMMITTEE No. 83-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 85-03 SEC RULES MEMBERS No. 137-03 SMALL FUNDS MEMBERS No. 58-03 UNIT INVESTMENT TRUST MEMBERS No. 35-03 RE...

[16638] October 9, 2003 TO: BOARD OF GOVERNORS No. 53-03 INVESTMENT COMPANY DIRECTORS No. 9-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 84-03 SEC RULES MEMBERS No. 135-03 RE: MARK YOUR CALENDAR FOR WORKSHOP FOR NEW FUND DIRECTORS - APRIL 2, 2004 The Investment Company Institute is...

[16600] October 1, 2003 TO: BOARD OF GOVERNORS No. 52-03 CLOSED-END INVESTMENT COMPANY MEMBERS No. 76-03 FEDERAL LEGISLATION MEMBERS No. 19-03 PUBLIC INFORMATION COMMITTEE No. 34-03 SEC RULES MEMBERS No. 129-03 SMALL FUNDS MEMBERS No. 52-03 UNIT INVESTMENT TRUST MEMBERS No. 31-03 RE...

[16579] September 26, 2003 TO: BOARD OF GOVERNORS No. 51-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 79-03 RE: EXECUTIVE COMMITTEE STATEMENT ON THE FIDUCIARY OBLIGATIONS OF MUTUAL FUNDS TO INDIVIDUAL SHAREHOLDERS REGARDING LATE TRADING, MARKET TIMING AND RELATED ISSUES Today the...

[16577] September 25, 2003 TO: BOARD OF GOVERNORS No. 50-03 FEDERAL LEGISLATION MEMBERS No. 18-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 78-03 PUBLIC INFORMATION COMMITTEE No. 33-03 PRIVACY ISSUES WORKING GROUP No. 5-03 RE: SENATE COMMITTEE APPROVES BILL TO MAKE NATIONAL STANDARD FOR...

[16566] September 22, 2003 TO: BOARD OF GOVERNORS No. 49-03 CLOSED-END INVESTMENT COMPANY MEMBERS No. 74-03 SEC RULES MEMBERS No. 126-03 UNIT INVESTMENT TRUST MEMBERS No. 30-03 RE: NASD CASH COMPENSATION DISCLOSURE PROPOSAL NASD has issued proposed amendments to Rule 2830 that would...

[16565] September 22, 2003 TO: BOARD OF GOVERNORS No. 48-03 RE: BOARD CONSIDERATION OF ICI ACTION REGARDING LATE TRADING/MARKET TIMING At its meeting on Friday, October 3, 2003, the Board of Governors will consider actions the Institute should take regarding late trading, market...

[16553] September 17, 2003 TO: BOARD OF GOVERNORS No. 47-03 RE: OCTOBER BOARD MEETING - UPDATED SCHEDULE OF EVENTS Attached is an updated schedule of events for the October 3, 2003 Board of Governors meeting. Please note that the first meeting of the Succession Planning Committee has...