Board of Governors Content

[17205] March 12, 2004 TO: BOARD OF GOVERNORS No. 20-04 CEOS PRIMARY CONTACTS - MEMBER COMPLEX No. 24-04 RE: ICI ELECTS NEW PRESIDENT On Wednesday, the Board of Governors elected Paul Schott Stevens to succeed Matthew P. Fink as President of the Investment Company Institute. Attached...

[17180] March 5, 2004 TO: BOARD OF GOVERNORS No. 19-04 CLOSED-END INVESTMENT COMPANY MEMBERS No. 14-04 FEDERAL LEGISLATION MEMBERS No. 7-04 INVESTMENT COMPANY DIRECTORS No. 11-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 23-04 PUBLIC COMMUNICATIONS COMMITTEE No. 12-04 SEC RULES MEMBERS No...

[17177] March 4, 2004 TO: ACCOUNTING/TREASURERS MEMBERS No. 13-04 BOARD OF GOVERNORS No. 18-04 CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-04 COMPLIANCE ADVISORY COMMITTEE No. 32-04 INTERNAL AUDIT ADVISORY COMMITTEE No. 3-04 SEC RULES MEMBERS No. 35-04 SMALL FUNDS MEMBERS No. 28-04...

[17144] March 2, 2004 TO: BOARD OF GOVERNORS No. 17-04 CLOSED-END INVESTMENT COMPANY MEMBERS No. 12-04 COMPLIANCE ADVISORY COMMITTEE No. 30-04 DIRECTORS’ COMMITTEE No. 6-04 INVESTMENT ADVISER MEMBERS No. 5-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 22-04 SEC RULES MEMBERS No. 33-04...

[17160] March 1, 2004 TO: BOARD OF GOVERNORS No. 16-04 RE: STRATEGIC INSIGHT LETTER TO CONGRESS Last week, Avi Nachmany of Strategic Insight forwarded his firm’s most recent report on mutual fund fees to the members of the Senate Banking Committee. Mr. Nachmany also asked that the...

[17148] February 27, 2004 TO: BOARD OF GOVERNORS No. 15-04 FEDERAL LEGISLATION MEMBERS No. 6-04 PUBLIC COMMUNICATIONS COMMITTEE No. 11-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 20-04 RE: HOUSE COMMITTEE APPROVES SECURITIES FRAUD LEGISLATION WITH SIGNIFICANT MUTUAL FUND AMENDMENTS On...

[17112] February 17, 2004 TO: ACCOUNTING/TREASURERS MEMBERS No. 6-04 BOARD OF GOVERNORS No. 14-04 CLOSED-END INVESTMENT COMPANY MEMBERS No. 11-04 FEDERAL LEGISLATION MEMBERS No. 5-04 INVESTMENT COMPANY DIRECTORS No. 10-04 OPERATIONS MEMBERS No. 10-04 PENSION MEMBERS No. 13-04 PRIMARY...

[17105] February 13, 2004 TO: BOARD OF GOVERNORS No. 13-04 INVESTMENT COMPANY DIRECTORS No. 8-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 16-04 RE: LETTER FROM MEMBERS OF CONGRESS TO SEC CHAIRMAN DONALDSON OPPOSING MANDATORY INDEPENDENT CHAIR As you know, the late trading and market...

[17091] February 11, 2004 TO: BOARD OF GOVERNORS No. 12-04 COMPLIANCE ADVISORY COMMITTEE No. 20-04 INVESTMENT COMPANY DIRECTORS No. 7-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 15-04 SEC RULES MEMBERS No. 24-04 SMALL FUNDS MEMBERS No. 18-04 RE: INVESTMENT ADVISER AND TWO EXECUTIVES...