Board of Governors Content

[17858] August 4, 2004 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 75-04 BOARD OF GOVERNORS No. 51-04 CEOS TECHNOLOGY ADVISORY COMMITTEE No. 21-04 BCP SUBCOMMITTEE SMALL FUNDS COMMITTEE No. 44-04 OPERATIONS COMMITTEE No. 16-04 SEC RULES COMMITTEE No. 68-04 RE: FEDERAL BUREAU OF...

[17856] August 3, 2004 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 74-04 BOARD OF GOVERNORS No. 50-04 CEOS TECHNOLOGY ADVISORY COMMITTEE No. 20-04 BCP SUBCOMMITTEE SMALL FUNDS COMMITTEE No. 43-04 OPERATIONS COMMITTEE No. 15-04 SEC RULES COMMITTEE No. 67-04 RE: THREAT LEVEL INCREASED TO...

[17810] July 26, 2004 TO: BOARD OF GOVERNORS No. 49-04 CEOS PRIMARY CONTACTS - MEMBER COMPLEX No. 73-04 ACCOUNTING/TREASURERS COMMITTEE No. 23-04 RESEARCH COMMITTEE No. 14-04 SEC RULES MEMBERS No. 106-04 RE: REPORTS OF “PORTFOLIO PUMPING” BY MUTUAL FUNDS: A CLOSER LOOK The Investment...

[17729] July 14, 2004 TO: BOARD OF GOVERNORS No. 48-04 COMPLIANCE ADVISORY COMMITTEE No. 72-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 70-04 SEC RULES MEMBERS No. 103-04 SMALL FUNDS MEMBERS No. 79-04 RE: SEC AND NEW YORK REACH SETTLEMENTS WITH INVESTMENT ADVISER RELATING TO MARKET...

[17731] July 1, 2004 TO: BOARD OF GOVERNORS No. 47-04 CEOS CLOSED-END INVESTMENT COMPANY MEMBERS No. 45-04 COMPLIANCE ADVISORY COMMITTEE No. 68-04 INVESTMENT COMPANY DIRECTORS No. 33-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 66-04 SEC RULES MEMBERS No. 95-04 SMALL FUNDS MEMBERS No. 75...

[17706] June 24, 2004 TO: BOARD OF GOVERNORS No. 46-04 COMPLIANCE ADVISORY COMMITTEE No. 64-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 63-04 SEC RULES MEMBERS No. 92-04 SMALL FUNDS MEMBERS No. 72-04 RE: INVESTMENT ADVISER SETTLES SEC AND NEW YORK ENFORCEMENT ACTIONS RELATING TO MARKET...

[17686] June 17, 2004 TO: BOARD OF GOVERNORS No. 45-04 CEOS CLOSED-END INVESTMENT COMPANY MEMBERS No. 43-04 INVESTMENT COMPANY DIRECTORS No. 30-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 61-04 SEC RULES MEMBERS No. 91-04 SMALL FUNDS MEMBERS No. 70-04 UNIT INVESTMENT TRUST MEMBERS No. 27...

[17659] June 14, 2004 TO: BOARD OF GOVERNORS No. 44-04 CEOS PRIMARY CONTACTS - MEMBER COMPLEX No. 60-04 ICI MEMBERS RE: ICI PRESIDENT STEVENS TO ADDRESS NATIONAL PRESS CLUB Paul Schott Stevens, President of the Investment Company Institute, will be the luncheon speaker at the National...

[17664] June 10, 2004 TO: ACCOUNTING/TREASURERS MEMBERS No. 25-04 BOARD OF GOVERNORS No. 43-04 CLOSED-END INVESTMENT COMPANY MEMBERS No. 42-04 FEDERAL LEGISLATION MEMBERS No. 14-04 OPERATIONS MEMBERS No. 25-04 PENSION MEMBERS No. 31-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 58-04...

[17649] June 9, 2004 TO: ACCOUNTING/TREASURERS MEMBERS No. 24-04 BANK AND TRUST ADVISORY COMMITTEE No. 13-04 BOARD OF GOVERNORS No. 42-04 BROKER/DEALER ADVISORY COMMITTEE No. 20-04 CLOSED-END INVESTMENT COMPANY MEMBERS No. 40-04 OPERATIONS MEMBERS No. 24-04 PRIMARY CONTACTS - MEMBER...