Board of Governors Content

[17641] June 8, 2004 TO: BOARD OF GOVERNORS No. 41-04 CLOSED-END INVESTMENT COMPANY MEMBERS No. 39-04 FEDERAL LEGISLATION MEMBERS No. 13-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 56-04 PUBLIC COMMUNICATIONS COMMITTEE No. 20-04 SEC RULES MEMBERS No. 84-04 SMALL FUNDS MEMBERS No. 63-04...

[17591] May 27, 2004 TO: BOARD OF GOVERNORS No. 40-04 COMPLIANCE ADVISORY COMMITTEE No. 54-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 50-04 SEC RULES MEMBERS No. 80-04 SMALL FUNDS MEMBERS No. 61-04 RE: INVESTMENT ADVISER AND ITS FOUNDER SETTLE SEC, NEW YORK, AND WISCONSIN ENFORCEMENT...

[17573] May 24, 2004 TO: ALL STANDING COMMITTEES No. 1-04 BOARD OF GOVERNORS No. 39-04 CEOS INVESTMENT COMPANY DIRECTORS No. 26-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 49-04 RE: FINAL LETTER TO MEMBERS FROM MATT FINK As you know, I will be retiring as President of the Institute at...

[17554] May 20, 2004 TO: BOARD OF GOVERNORS No. 37-04 CEOS PRIMARY CONTACTS - MEMBER COMPLEX No. 46-04 RE: PAYMENT OF ICI DUES As you know, the Institute’s membership includes investment companies, their investment advisers and principal underwriters. From time to time, questions have...

[17533] May 14, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-04 BOARD OF GOVERNORS No. 36-04 EQUITY MARKETS ADVISORY COMMITTEE No. 22-04 RESEARCH COMMITTEE No. 11-04 SEC RULES COMMITTEE No. 45-04 SMALL FUNDS COMMITTEE No. 30-04 RE: NASD CREATES TASK FORCE WITH GOAL OF INCREASING...

[17526] May 13, 2004 TO: BOARD OF GOVERNORS No. 35-04 CEOS PRIMARY CONTACTS - MEMBER COMPLEX No. 44-04 SEC RULES MEMBERS No. 69-04 SMALL FUNDS MEMBERS No. 53-04 RE: LAUNCH OF INDEPENDENT DIRECTORS COUNCIL I am pleased to announce the launch of the Independent Directors Council, a new...

[17526] May 13, 2004 TO: BOARD OF GOVERNORS No. 35-04 CEOS PRIMARY CONTACTS - MEMBER COMPLEX No. 44-04 SEC RULES MEMBERS No. 69-04 SMALL FUNDS MEMBERS No. 53-04 RE: LAUNCH OF INDEPENDENT DIRECTORS COUNCIL I am pleased to announce the launch of the Independent Directors Council, a new...

[17520] May 13, 2004 TO: BOARD OF GOVERNORS No. 34-04 CEOS PRIMARY CONTACTS - MEMBER COMPLEX No. 43-04 RE: APPOINTMENT OF GENERAL COUNSEL I am pleased to announce the appointment of Elizabeth R. Krentzman as General Counsel of the Investment Company Institute. Elizabeth comes to ICI...

[17487] May 10, 2004 TO: BOARD OF GOVERNORS No. 33-04 CEOS PRIMARY CONTACTS - MEMBER COMPLEX No. 42-04 RE: ICI EXECUTIVE VICE PRESIDENT DEPARTURE I regret to inform you that Julie Domenick, who has been with the Institute for 23 years, is leaving the Institute to join the law firm of...

ACTION REQUESTED [17438] April 28, 2004 TO: BANK AND TRUST ADVISORY COMMITTEE No. 9-04BOARD OF GOVERNORS No. 32-04BROKER/DEALER ADVISORY COMMITTEE No. 14-04COMPLIANCE ADVISORY COMMITTEE No. 44-04OPERATIONS MEMBERS No. 20-04SEC RULES MEMBERS No. 63-04SHAREHOLDER COMMUNICATIONS...