Board of Governors Content

[18111] October 25, 2004 TO: BOARD OF GOVERNORS No. 68-04 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-04 COMPLIANCE ADVISORY COMMITTEE No. 102-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 97-04 SEC RULES MEMBERS No. 155-04 SMALL FUNDS MEMBERS No. 116-04 RE: SEC SETTLES WITH FORMER EXECUTIVE...

[18095] October 25, 2004 TO: BOARD OF GOVERNORS No. 67-04 CHIEF COMPLIANCE OFFICER COMMITTEE No. 16-04 COMPLIANCE ADVISORY COMMITTEE No. 101-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 96-04 SEC RULES MEMBERS No. 154-04 SMALL FUNDS MEMBERS No. 115-04 RE: MUTUAL FUND INVESTMENT ADVISERS...

[18130] October 22, 2004 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 6-04 INVESTMENT ADVISERS COMMITTEE No. 16-04 PENSION COMMITTEE No. 50-04 SEC RULES COMMITTEE No. 82-04 RE: SEC APPROVES NASD PROPOSAL RELATING TO USE OF INVESTMENT ANALYSIS TOOLS The Securities and Exchange...

[18082] October 19, 2004 TO: BOARD OF GOVERNORS No. 66-04 CHIEF COMPLIANCE OFFICER COMMITTEE No. 15-04 COMPLIANCE ADVISORY COMMITTEE No. 99-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 94-04 SEC RULES MEMBERS No. 151-04 SMALL FUNDS MEMBERS No. 112-04 RE: MUTUAL FUND INVESTMENT ADVISERS...

[18098] October 14, 2004 TO: BOARD OF GOVERNORS No. 65-04 INDEPENDENT DIRECTORS COUNCIL No. 9-04 RE: STUDY COMMISSIONED BY THE INSTITUTE ON SOLUTIONS TO THE MARKET TIMING PROBLEM The attachment is a study commissioned by the Institute concerning remedies to the problem of market...

[18056] October 7, 2004 TO: BOARD OF GOVERNORS No. 64-04 CEOS CLOSED-END INVESTMENT COMPANY MEMBERS No. 67-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 92-04 SEC RULES MEMBERS No. 149-04 SMALL FUNDS MEMBERS No. 110-04 UNIT INVESTMENT TRUST MEMBERS No. 39-04 RE: ICI 2004 EQUITY MARKETS...

[18063] October 4, 2004 TO: BOARD OF GOVERNORS No. 63-04 CHIEF COMPLIANCE OFFICER COMMITTEE No. 11-04 COMPLIANCE ADVISORY COMMITTEE No. 95-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 91-04 SEC RULES MEMBERS No. 146-04 SMALL FUNDS MEMBERS No. 109-04 RE: TWO FUND ADVISERS AND AFFILIATED...

[18042] October 1, 2004 TO: BOARD OF GOVERNORS No. 62-04 CHIEF COMPLIANCE OFFICER COMMITTEE No. 10-04 COMPLIANCE ADVISORY COMMITTEE No. 94-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 89-04 SEC RULES MEMBERS No. 145-04 SMALL FUNDS MEMBERS No. 108-04 RE: MUTUAL FUND INVESTMENT ADVISER...

[18053] September 30, 2004 TO: PENSION COMMITTEE No. 46-04 PENSION OPERATIONS ADVISORY COMMITTEE No. 65-04 RE: IRS DRAFT REVENUE PROCEDURE DESCRIBING SIX-YEAR AMENDMENT/ APPROVAL CYCLES FOR PROTOTYPE PLANS The Internal Revenue Service has issued Announcement 2004-71, which requests...

[18057] September 30, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 28-04 SEC RULES COMMITTEE No. 79-04 TECHNOLOGY ADVISORY COMMITTEE No. 27-04 RE: SEC PROPOSES RULE TO ESTABLISH VOLUNTARY PROGRAM FOR REPORTING FINANCIAL INFORMATION ON EDGAR USING XBRL; ISSUES CONCEPT RELEASE SEEKING...