Board of Governors Content

[18543] February 14, 2005 TO: BOARD OF GOVERNORS No. 7-05 CEOS CHIEF COMPLIANCE OFFICER COMMITTEE No. 12-05 CLOSED-END INVESTMENT COMPANY MEMBERS No. 11-05 INVESTMENT COMPANY DIRECTORS No. 4-05 PRIMARY CONTACTS - MEMBER COMPLEX No. 9-05 SEC RULES MEMBERS No. 25-05 SMALL FUNDS MEMBERS...

[18508] February 8, 2005 TO: BOARD OF GOVERNORS No. 6-05 INVESTMENT COMPANY DIRECTORS No. 2-05 PRIMARY CONTACTS - MEMBER COMPLEX No. 8-05 SEC RULES MEMBERS No. 22-05 RE: SEC HISTORICAL SOCIETY ONLINE PROGRAM SERIES ON DEVELOPMENTS IN THE MUTUAL FUND INDUSTRY Next month, the Securities...

November 6, 1992 TO: BOARD OF GOVERNORS NO. 79-92 SEC RULES COMMITTEE NO. 84-92 CLOSED-END FUND COMMITTEE NO. 28-92 CLOSED-END FUND DIVISIONAL COMMITTEE INTERVAL FUNDS AD HOC COMMITTEE RE: INSTITUTE LETTER ON SEC’S INTERVAL FUND PROPOSALS ______________________________________________...

[18475] January 28, 2005 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-05 INVESTMENT ADVISERS COMMITTEE No. 5-05 SEC RULES COMMITTEE No. 9-05 SMALL FUNDS COMMITTEE No. 2-05 UNIT INVESTMENT TRUST COMMITTEE No. 1-05 RE: SEC SEMI-ANNUAL REGULATORY AGENDA Last month, the Securities...

[18424] January 18, 2005 TO: BOARD OF GOVERNORS No. 5-05 CEOS CHIEF COMPLIANCE OFFICER COMMITTEE No. 4-05 CLOSED-END INVESTMENT COMPANY MEMBERS No. 4-05 INVESTMENT COMPANY DIRECTORS No. 1-05 PRIMARY CONTACTS - MEMBER COMPLEX No. 4-05 SEC RULES MEMBERS No. 11-05 SMALL FUNDS MEMBERS No...

[18424] January 18, 2005 TO: BOARD OF GOVERNORS No. 5-05 CEOS CHIEF COMPLIANCE OFFICER COMMITTEE No. 4-05 CLOSED-END INVESTMENT COMPANY MEMBERS No. 4-05 INVESTMENT COMPANY DIRECTORS No. 1-05 PRIMARY CONTACTS - MEMBER COMPLEX No. 4-05 SEC RULES MEMBERS No. 11-05 SMALL FUNDS MEMBERS No...

[18420] January 14, 2005 TO: BOARD OF GOVERNORS No. 4-05 PRIMARY CONTACTS - MEMBER COMPLEX No. 3-05 RE: INSTITUTE AVAILABILITY ON JANUARY 20, 2005 INAUGURATION DAY On January 20, 2005, the Federal Government, including the SEC, will be closed for the 55th Presidential Inauguration...

[18411] January 13, 2005 TO: BOARD OF GOVERNORS No. 3-05 CHIEF COMPLIANCE OFFICER COMMITTEE No. 2-05 COMPLIANCE ADVISORY COMMITTEE No. 3-05 PRIMARY CONTACTS - MEMBER COMPLEX No. 2-05 SEC RULES MEMBERS No. 7-05 SMALL FUNDS MEMBERS No. 3-05 RE: BROKER-DEALER SETTLES SEC, NASD AND NYSE...

[18384] January 6, 2005 TO: BOARD OF GOVERNORS No. 2-05 CEOS CHIEF COMPLIANCE OFFICER COMMITTEE No. 1-05 CLOSED-END INVESTMENT COMPANY MEMBERS No. 1-05 COMPLIANCE ADVISORY COMMITTEE No. 1-05 PRIMARY CONTACTS - MEMBER COMPLEX No. 1-05 SEC RULES MEMBERS No. 2-05 SMALL FUNDS MEMBERS No...