Board of Governors Content

Filter Results By
Showing Results 251 - 260 of 1586
ICI Default BG
Memo#
18833

IDC ISSUES TASK FORCE REPORT ON DIRECTOR OVERSIGHT OF MULTIPLE FUNDS

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18833] May 5, 2005 TO: INVESTMENT COMPANY DIRECTORS No. 11...
ICI Default BG
Memo#
18833

IDC ISSUES TASK FORCE REPORT ON DIRECTOR OVERSIGHT OF MULTIPLE FUNDS

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18833] May 5, 2005 TO: INVESTMENT COMPANY DIRECTORS No. 11...
ICI Default BG
Memo#
18827

SEC RELEASES INDEPENDENT CHAIR REPORT TO CONGRESS

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18827] May 3, 2005 TO: BOARD OF GOVERNORS No. 18-05 CLOSED...
ICI Default BG
Memo#
18801

GAO REPORT REGARDING MUTUAL FUND TRADING ABUSES

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18801] April 27, 2005 TO: BOARD OF GOVERNORS No. 17-05...
ICI Default BG
Memo#
18786

PROPOSED CHANGES TO COMPOSITION OF THE BOARD OF GOVERNORS

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18786] April 18, 2005 TO: BOARD OF GOVERNORS No. 16-05 RE...
ICI Default BG
Memo#
18699

INADVERTENT DISCLOSURE OF SHAREHOLDER ACCOUNT NUMBERS

[18699] March 28, 2005 TO: BOARD OF GOVERNORS No. 15-05 CHIEF COMPLIANCE OFFICER COMMITTEE No. 30-05 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-05 COMPLIANCE ADVISORY COMMITTEE No. 26-05 INDEPENDENT DIRECTORS COUNCIL No. 2-05 PRIMARY CONTACTS - MEMBER COMPLEX No. 14-05 SEC RULES...