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Memo#
19246

AGENDA ITEMS AND SPEAKERS AT JANUARY 2006 BOARD OF GOVERNORS MEETING

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19246] October 13, 2005 TO: BOARD OF GOVERNORS No. 50-05 RE...
ICI Default BG
Memo#
19194

REMARKS BY INSTITUTE PRESIDENT AT EQUITY MARKETS CONFERENCE

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19194] October 12, 2005 TO: BOARD OF GOVERNORS No. 49-05...
ICI Default BG
Memo#
19232

SEC EXEMPTS LIQUIDNET FROM CERTAIN PROVISIONS OF REGULATION ATS

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19232] October 7, 2005 TO: EQUITY MARKETS ADVISORY...
ICI Default BG
Memo#
19213

FUND ADVISER AND DISTRIBUTOR SETTLE SEC CHARGES RELATING TO REVENUE SHARING

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19213] October 5, 2005 TO: BOARD OF GOVERNORS No. 48-05...
ICI Default BG
Memo#
19181

GAO REPORT REGARDING SEC'S MUTUAL FUND EXAMINATION PROGRAM

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19181] September 22, 2005 TO: BOARD OF GOVERNORS No. 47-05...
ICI Default BG
Memo#
19060

UPDATED SUMMARY OF NON-1940 ACT INVESTMENT RESTRICTIONS

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19060] September 8, 2005 TO: CHIEF COMPLIANCE OFFICER...