Board of Governors Content

[17372] April 13, 2004 TO: BOARD OF GOVERNORS No. 30-04 CLOSED-END INVESTMENT COMPANY MEMBERS No. 25-04 FEDERAL LEGISLATION MEMBERS No. 11-04 INVESTMENT COMPANY DIRECTORS No. 21-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 37-04 PUBLIC COMMUNICATIONS COMMITTEE No. 16-04 SEC RULES MEMBERS...

[17333] April 8, 2004 TO: BOARD OF GOVERNORS No. 29-04 CLOSED-END INVESTMENT COMPANY MEMBERS No. 24-04 FEDERAL LEGISLATION MEMBERS No. 10-04 INVESTMENT COMPANY DIRECTORS No. 20-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 36-04 PUBLIC COMMUNICATIONS COMMITTEE No. 15-04 SEC RULES MEMBERS...

[17353] April 5, 2004 TO: BANK AND TRUST ADVISORY COMMITTEE No. 6-04BOARD OF GOVERNORS No. 28-04BROKER/DEALER ADVISORY COMMITTEE No. 11-04COMPLIANCE ADVISORY COMMITTEE No. 41-04OPERATIONS MEMBERS No. 17-04SEC RULES MEMBERS No. 51-04SHAREHOLDER COMMUNICATIONS COMMITTEE No. 6-04SMALL...

[17347] April 2, 2004 TO: BOARD OF GOVERNORS No. 27-04 COMPLIANCE ADVISORY COMMITTEE No. 40-04 INVESTMENT COMPANY DIRECTORS No. 18-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 35-04 SEC RULES MEMBERS No. 50-04 SMALL FUNDS MEMBERS No. 38-04 RE: SEC AND NEW YORK ATTORNEY GENERAL REACH...

[17343] April 2, 2004 TO: BOARD OF GOVERNORS No. 26-04 CLOSED-END INVESTMENT COMPANY MEMBERS No. 22-04 FEDERAL LEGISLATION MEMBERS No. 9-04 INVESTMENT COMPANY DIRECTORS No. 17-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 34-04 PUBLIC COMMUNICATIONS COMMITTEE No. 14-04 SEC RULES MEMBERS No...

[17335] April 1, 2004 TO: BOARD OF GOVERNORS No. 25-04 FEDERAL LEGISLATION MEMBERS No. 8-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 33-04 PUBLIC COMMUNICATIONS COMMITTEE No. 13-04 RE: INSTITUTE SUBMITS CONGRESSIONAL TESTIMONY IN SUPPORT OF SEC FUNDING FOR FISCAL YEAR 2005 On Wednesday...

[17316] March 30, 2004 TO: BOARD OF GOVERNORS No. 24-04 DIRECTORS’ COMMITTEE No. 8-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 31-04 SEC RULES MEMBERS No. 47-04 RE: FINK AND ROYE REMARKS AT 2004 MUTUAL FUNDS CONFERENCE Investment Company Institute President Matthew P. Fink and Paul F...

[17301] March 26, 2004 TO: BOARD OF GOVERNORS No. 23-04 RE: MAY BOARD OF GOVERNORS MEETING The next meeting of the Board of Governors is scheduled for 9:30 AM on Friday, May 7, 2004. The Institute’s Executive Issues Conference will precede the meetings. To assist you with scheduling...

[17264] March 22, 2004 TO: BOARD OF GOVERNORS No. 22-04 CEOS INVESTMENT COMPANY DIRECTORS No. 14-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 29-04 SEC RULES MEMBERS No. 44-04 SMALL FUNDS MEMBERS No. 35-04 RE: ICI RESPONSE TO WALL STREET JOURNAL ARTICLE As you may have seen, today’s Wall...

[17214] March 15, 2004 TO: BOARD OF GOVERNORS No. 21-04 INVESTMENT COMPANY DIRECTORS No. 13-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 26-04 RE: LETTER FROM MEMBERS OF CONGRESS TO SEC CHAIRMAN DONALDSON SUPPORTING MANDATORY INDEPENDENT CHAIR As you know, Congress and the Securities and...