Board of Governors Content

[17058] February 6, 2004 TO: BOARD OF GOVERNORS No. 11-04 FEDERAL LEGISLATION MEMBERS No. 4-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 13-04 PUBLIC COMMUNICATIONS COMMITTEE No. 8-04 RE: ADMINISTRATION RE-PROPOSES SAVINGS AND RETIREMENT INITIATIVE The President’s FY 2005 budget, released...

[17064] February 5, 2004 TO: BOARD OF GOVERNORS No. 10-04 CLOSED-END INVESTMENT COMPANY MEMBERS No. 9-04 FEDERAL LEGISLATION MEMBERS No. 3-04 INVESTMENT COMPANY DIRECTORS No. 6-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 12-04 PUBLIC COMMUNICATIONS COMMITTEE No. 7-04 SEC RULES MEMBERS No...

[17069] February 5, 2004 TO: BOARD OF GOVERNORS No. 9-04 CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 11-04 SEC RULES MEMBERS No. 19-04 SMALL FUNDS MEMBERS No. 13-04 RE: DIRECTORS’ COMMITTEE LETTER TO SEC CHAIRMAN DONALDSON ON GOVERNANCE ISSUES...

[17034] February 4, 2004 TO: BOARD OF GOVERNORS No. 8-04 FEDERAL LEGISLATION MEMBERS No. 2-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 10-04 PUBLIC COMMUNICATIONS COMMITTEE No. 6-04 RE: CONGRESSIONAL LETTER TO TREASURY AND IRS ON TAXATION OF MUTUAL FUND DIVIDENDS On January 27, the...

[17054] February 3, 2004 TO: BOARD OF GOVERNORS No. 7-04 DIRECTORS’ COMMITTEE No. 4-04 SEC RULES COMMITTEE No. 14-04 SMALL FUNDS COMMITTEE No. 10-04 RE: FIRM RETAINED TO ASSIST CONGRESSIONAL EFFORTS OF INDEPENDENT DIRECTORS Clark & Weinstock, a well-respected lobbying firm in...

[17027] January 29, 2004 TO: BOARD OF GOVERNORS No. 6-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 7-04 RE: ICI GENERAL COUNSEL DEPARTURE I regret to inform you that Craig Tyle, who has served as ICI General Counsel since 1997, has decided to make a major career change and is leaving the...

[16974] January 14, 2004 TO: BOARD OF GOVERNORS No. 3-04 RE: FISCAL YEAR 2005 BOARD OF GOVERNORS MEETING SCHEDULE Attached is the Board of Governors meeting schedule for fiscal year 2005. If you have any questions, please contact Larry Maffia at (202) 326-5857. Matthew P. Fink...

[16969] January 14, 2004 TO: BOARD OF GOVERNORS No. 4-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 4-04 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-04 FEDERAL LEGISLATION MEMBERS No. 1-04 PUBLIC INFORMATION COMMITTEE No. 2-04 SEC RULES COMMITTEE No. 6-04 SMALL FUNDS COMMITTEE No. 4-04...

[16962] January 12, 2004 TO: BOARD OF GOVERNORS No. 2-04 INVESTMENT COMPANY DIRECTORS No. 1-04 SEC RULES MEMBERS No. 7-04 SMALL FUNDS MEMBERS No. 2-04 RE: REMARKS BY SEC OFFICIALS AT THE MUTUAL FUND DIRECTORS FORUM’S ANNUAL POLICY CONFERENCE William H. Donaldson, Chairman of the...

[16939] January 5, 2004 TO: BOARD OF GOVERNORS No. 1-04 RE: JANUARY MEETING AGENDA AND DISCUSSION TOPICS In a departure from the past several January Board meetings, we have scheduled only one speaker to address the meeting. SEC Commissioner Paul Atkins will join the Board on Monday...