March 31, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 17-89 RE: INSTITUTE SUBMITS LETTER ON PROPOSED INVESTMENT ADVISER LEGISLATION IN WEST VIRGINIA __________________________________________________________ On March 28, 1989, the Institute submitted letter testimony to the Chairman of...

March 31, 1989 TO: RESEARCH COMMITTEE NO. 7-89 RE: RESEARCH COMMITTEE PLANNING MEETING __________________________________________________________ The next meeting of the Research Committee will be held Wednesday, June 14, 1989 in Washington at the ICI Board Room. The meeting will...

March 30, 1989 TO: UNIT INVESTMENT TRUST MEMBERS NO. 19-89 RE: ARIZONA GRANTS NO-ACTION ON EXEMPTION FOR RE-SALES __________________________________________________________ In most states, unit trusts rely on an exemption from registration under the state securities acts for resales...

March 30, 1989 TO: DIRECT MARKETING COMMITTEE NO. 10-89 RE: Agenda For Upcoming Meeting on April 27, 1989 __________________________________________________________ Attached for your information is an agenda for the next meeting of the Direct Marketing Committee. The meeting will be...

March 30, 1989 TO: SALES FORCE MARKETING COMMITTEE NO. 10-89 RE: Next Committee Meeting __________________________________________________________ The next meeting of the ICI-IAFP Liaison Committee is scheduled for Thursday morning, June 29 at 10:00 a.m. in Atlanta. Will you please...

March 29, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 16-89 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING FEBRUARY, 1989 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending February, 1989. We will continue...

March 29, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 15-89 RE: 1. APRIL 27 & 28, 1989 BROKER/DEALER ADVISORY COMMITTEE MEETING TIMES AND DETAILS ABOUT DINNER 2. MINUTES OF FEBRUARY 28-MARCH 1, 1989 BROKER/DEALER ADVISORY COMMITTEE MEETING ___________________________________________...

- 1 - March 29, 1989 TO: PENSION MEMBERS NO. 22-89 RE: IRS NOTICE CONCERNING REQUIRED BEGINNING DATE UNDER CODE SECTION 401(a)(9) __________________________________________________________ Attached is a copy of IRS Notice 89-42, which provides guidance concerning the required...

March 28, 1989 TO: BOARD OF GOVERNORS NO. 19-89 RE: REVISED NOTICE OF MEETING - WEDNESDAY, MAY 24, 1989 __________________________________________________________ A meeting of the Board of Governors has been scheduled for Wednesday, May 24, 1989, commencing at 1:00 p.m. with lunch in...

March 28, 1989 TO: PUBLIC INFORMATION COMMITTEE NO. 8-89 RE: Update on Journalism Awards Program __________________________________________________________ Just wanted to let you know how things are going on this year's Investment Company Institute-American University Journalism...